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Internal Controls Associate

1 week ago

Singapore This Is An IT Support Group Full time
About the Role
This Is An IT Support Group is seeking a talented Compliance Associate to join our team. The successful candidate will be responsible for ensuring the company's adherence to regulatory requirements and internal policies.

Key Responsibilities
The key responsibilities of this role include:
  • Reviewing and maintaining product disclosure documents and fund offering documents for compliance with internal and regulatory requirements.
  • Preparing and submitting regulatory filings, ensuring timely and accurate submissions to regulators.
  • Handling licensing and registration matters, including the application and cessation of appointed/licensed representatives. Monitoring compliance with applicable local licensing regulatory requirements.
  • Assisting in the company's external audits.
  • Collating information and preparing required documentation for reporting to senior management and the Board of Directors.
  • Assisting the compliance team in monitoring regulatory developments and changes, updating policies and procedures, and other ad-hoc tasks and projects as required.

Requirements
The ideal candidate will have a Bachelor's degree in accounting/finance, business, legal, or a similar field. A minimum of 3 years of compliance, risk management, or audit experience in the asset management industry is also required. Strong analytical skills, verbal and communication skills, and attention to detail are essential for this role.

Our Team
This Is An IT Support Group has a dynamic and collaborative work environment. Our team members are passionate about delivering exceptional results and making a positive impact on the organization. If you are a motivated and dedicated professional looking for a new challenge, we encourage you to apply.