Regulatory Compliance Expert

3 days ago


Singapore beBeeCompliance Full time $80,000 - $120,000

Job Role: Compliance Professional

We are seeking an experienced compliance expert to strengthen our regulatory function and ensure adherence to laws and regulations in the financial services industry.

Key Responsibilities:

  • Provide expert compliance advice to business units, ensuring alignment with laws and regulations.
  • Conduct thorough compliance reviews, testing, and trade surveillance to identify potential risks.
  • Prepare licensing applications, regulatory submissions, research, management information, and compliance reports to support business decisions.
  • Review marketing materials, regulatory changes, and policies and procedures to ensure compliance with requirements.
  • Advise front, middle, and back-office functions on regulatory topics, promoting a culture of compliance within the organization.
  • Support audits, investigations, and queries from regulators and exchanges, maintaining a positive reputation for the company.
  • Manage compliance and reputational risks by ensuring alignment with laws and regulations, minimizing potential consequences.

Requirements:

  • 1-5 years of experience in regulatory compliance within financial services or a regulatory environment.
  • Strong working knowledge of Singapore financial regulations.
  • Willingness to collaborate with a diverse team, including professionals from regulators, banks, and law firms.

What Will Make You Stand Out:

  • Product knowledge in derivatives (OTC and ETD), leveraged FX, and CFDs, including compliance testing and trade surveillance.
  • Previous experience in brokerage arms of banks or financial services firms.
  • Experience in Derivatives is a must.
  • Attention to detail with a proactive, hands-on approach to problem solving.
  • Agile mindset, collaborative spirit, and trustworthy team player.

Qualifications:

  • University degree in accounting, business, finance, law, or related fields.
  • Professional compliance certification is an advantage.

If you are passionate about compliance and thrive in a dynamic environment, we would love to hear from you.



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