Regulatory Compliance Professional

Job Title: Compliance Specialist, Private BankingJob Description:The role of a Compliance Specialist in Private Banking is to ensure the business maintains and updates compliance policies and procedures in line with both internal standards and local regulatory requirements.This involves supporting the Compliance Lead in delivering compliance training,...

Job Description:We are seeking a skilled Regulatory Compliance Professional to join our team. As a key member of our regulatory division, you will play a pivotal role in upholding the standards of Singapore's education and training ecosystem.Your primary responsibility will be to ensure that Training Providers (TPs) and Private Education Institutions (PEIs)...

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...

Regulatory Compliance SpecialistThe role involves partnering with the business to provide services supporting public markets investment.The team specializes in researching, managing, and implementing responses to regulatory provisions affecting firm investments with internal and external stakeholders.Key responsibilities include:Researching and analyzing...

Regulatory Compliance ExpertWe are seeking a skilled Regulatory Compliance Expert to join our team. In this role, you will be responsible for managing overall general regulatory risks.To execute surveillance programs that provide independent assurance on the state of regulatory compliance with key laws and regulations, including Banking Act, SFA, FAA, and...

Senior Compliance Manager RoleWe are seeking a seasoned professional to join our dynamic team as a Senior Compliance Manager. This role will be responsible for managing and enhancing our compliance program, ensuring adherence to local regulations and internal policies.The ideal candidate will have 5+ years of experience in a compliance role, preferably with...

Job SummaryWe are seeking a seasoned Compliance Specialist to join our collaborative team. The ideal candidate will have in-depth knowledge of market conduct and/or balanced scorecard-related regulations.The successful candidate will be responsible for developing and implementing regulatory compliance policies, conducting investigations, and providing...

Job Title:Regional Compliance LeaderAbout the Role:This senior leadership position oversees the implementation of compliance frameworks across Asia, ensuring alignment with global standards and local regulatory requirements. The ideal candidate will have deep regional expertise and a passion for governance.The successful candidate will lead regional...

About Our TeamWe are a team of professionals dedicated to providing comprehensive compliance solutions for our clients. Job Description:As a Regulatory Compliance Leader, you will be responsible for leading our regulatory engagement agenda and serving as the point of contact with relevant local regulators on compliance-related topics. You will also oversee...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...