Regulatory Compliance Expert

4 weeks ago

Singapore Bank of Singapore Full time
Job Summary

Bank of Singapore is seeking a highly skilled Regulatory Compliance Manager to join our team. The successful candidate will be responsible for managing regulatory, compliance, and conduct risks through effective stakeholder engagement and robust regulatory change management.

Key Responsibilities
  • Provide timely and quality advice to business, risk, and infrastructure units on compliance, regulatory, and policy matters.
  • Interpret and analyze new or revised regulatory requirements and provide advice and guidance to responsible parties for timely and effective implementation of policies and procedures.
  • Formulate and update Compliance head office policies and procedures to ensure they are in-line with regulatory requirements and mitigate compliance risks.
  • Work with external counsels to draft/review cross-border marketing guidelines and support Business in their implementation of processes/controls to comply with the guidelines.
  • Assess incidents and handle reporting of regulatory breaches and/or misconduct to MAS.
  • Assist in undertaking management action plans to close Compliance-related audit points.
  • Coordinate with internal stakeholders to address and respond to regulatory inquiries.
  • Escalate adverse or significant compliance/regulatory issues to Compliance management.

Requirements
  • Minimum 8 years of relevant experience, preferably in private banking compliance, or with MAS or audit firms.
  • Good understanding of the regulatory framework for private banking/wealth management business.
  • Excellent interpersonal skills and ability to work collaboratively in a team-oriented environment.
  • Exceptional written and oral communication skills.
  • Strong analytical and problem-solving skills.
  • Attentive to details and capable of multi-tasking in a fast-paced environment.
  • Degree holder from a reputable university, preferably with outstanding academic record.
  • Relevant professional/industry qualification such as ICA Diploma in Compliance would be an advantage.

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