
Operations Brokerage Manager
2 weeks ago
This role encompasses the management of middle and back-office operations for a brokerage business, requiring strong operational expertise and a solid understanding of brokerage processes to ensure compliance with regulatory requirements.
Key Responsibilities- Manage the client onboarding process, ensuring compliance with regulatory assessments, including KYC and AML.
- Review and verify client documentation for completeness and accuracy prior to account opening.
- Maintain accurate client records and update them in a timely manner to reflect changes in client profiles.
- Oversee trade confirmations, resolving client account issues, trade breaks, or discrepancies with internal teams and external counterparties.
- Monitor trade settlement processes to ensure timely completion within market deadlines.
- Implement operational controls to mitigate risk and ensure compliance with industry regulations and guidelines.
- Maintain proper documentation controls and record retention practices according to audit and compliance requirements.
- Identify and implement process improvements to enhance operational efficiency and reduce risk.
- Provide guidance, training, and support to junior team members to achieve operational excellence.
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Operations Brokerage Manager
1 week ago
Singapore beBeeBrokerage Full timeJob Overview This role encompasses the management of middle and back-office operations for a brokerage business, requiring strong operational expertise and a solid understanding of brokerage processes to ensure compliance with regulatory requirements. Key Responsibilities Manage the client onboarding process, ensuring compliance with regulatory...
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Operational Brokerage Specialist
1 week ago
Singapore beBeeOperations Full time $80,000 - $120,000Job OverviewThis role entails managing operational aspects of a brokerage business, requiring expertise in operations and knowledge of brokerage processes to ensure compliance with regulatory requirements.
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Singapore TP ICAP Full timeThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...
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Avp, Prime Brokerage Operations
5 days ago
Singapore Hays Full timeJoin one of the largest financial services companies as AVP, Prime Brokerage Operations. Your new role - Responsible for the end-to-end process of Trade Life Cycle and Corporate Actions across all asset classes. - Day-to-day supervision of processing activities, including issue resolution and escalation. - Partnering with the Head of Department to design...
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Apac Brokerage Solution
2 weeks ago
Singapore UNITED PARCEL SERVICE Full timeExplore your next opportunity at a Fortune Global 500 organization. Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better every day. We know what it takes to lead UPS into tomorrow—people with a unique combination of skill + passion. If you have the qualities and drive to lead yourself...
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Avp, Prime Brokerage Operations
6 days ago
Singapore Hays Full timeJoin one of the largest financial services companies as AVP, Prime Brokerage Operations. Your new role - Responsible for the end-to-end process of Trade Life Cycle and Corporate Actions across all asset classes. - Day-to-day supervision of processing activities, including issue resolution and escalation. - Partnering with the Head of Department to design...
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Avp, Prime Brokerage Operations
5 days ago
Singapore Hays Full timeJoin one of the largest financial services companies as AVP, Prime Brokerage Operations. Your new role - Responsible for the end-to-end process of Trade Life Cycle and Corporate Actions across all asset classes. - Day-to-day supervision of processing activities, including issue resolution and escalation. - Partnering with the Head of Department to design...
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Onboarding Manager, Brokerage
2 weeks ago
Singapore Michael Page Full timeOnboarding Manager, Brokerage (Contract) Join to apply for the Onboarding Manager, Brokerage (Contract) role at Michael Page Onboarding Manager, Brokerage (Contract) 3 days ago Be among the first 25 applicants Join to apply for the Onboarding Manager, Brokerage (Contract) role at Michael Page Get AI-powered advice on this job and more exclusive features....
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Brokerage Training Supervisor
4 hours ago
Singapore UNITED PARCEL SERVICE Full timeExplore your next opportunity at a Fortune Global 500 organization. Envision innovative possibilities, experience our rewarding culture, and work with talented teams that help you become better every day. We know what it takes to lead UPS into tomorrow—people with a unique combination of skill + passion. If you have the qualities and drive to lead yourself...
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Brokerage Investigation
4 days ago
Singapore TP ICAP Full timeJob Summary: Key Responsibilities: - Execution of Brokerage Agreement responsibilities, including: - Collaborate with the front office to prepare, draft & distribute brokerage agreements for TPICAP APAC clients - Address brokerage agreement related queries from both internal and external stakeholders in timely manner - Provide business with brokerage...