Operations Brokerage Manager

2 weeks ago


Singapore beBeeBrokerage Full time $600,000 - $1,000,000
Job Overview

This role encompasses the management of middle and back-office operations for a brokerage business, requiring strong operational expertise and a solid understanding of brokerage processes to ensure compliance with regulatory requirements.

Key Responsibilities
  • Manage the client onboarding process, ensuring compliance with regulatory assessments, including KYC and AML.
  • Review and verify client documentation for completeness and accuracy prior to account opening.
  • Maintain accurate client records and update them in a timely manner to reflect changes in client profiles.
Operational Management
  • Oversee trade confirmations, resolving client account issues, trade breaks, or discrepancies with internal teams and external counterparties.
  • Monitor trade settlement processes to ensure timely completion within market deadlines.
Compliance and Risk Management
  • Implement operational controls to mitigate risk and ensure compliance with industry regulations and guidelines.
  • Maintain proper documentation controls and record retention practices according to audit and compliance requirements.
Process Improvement and Team Development
  • Identify and implement process improvements to enhance operational efficiency and reduce risk.
  • Provide guidance, training, and support to junior team members to achieve operational excellence.


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