Senior Compliance Expert
2 weeks ago
At FP Global, we are seeking a seasoned Senior Compliance Expert to join our team in a key role, driving compliance excellence across our operations. Key responsibilities include:
- Providing expert guidance on regulatory and firm compliance policy to our equity capital markets, debt capital markets, and syndicate teams, as well as senior management on issues related to underwriting, private placements, marketing, and selling securities offerings, information barriers, and internal controls.
- Collaborating with business units, control rooms, and legal teams to manage conflicts of interest and maintain our information barrier policy.
- Ensuring compliance with guidelines, checklists, and operating procedures by guiding business management on supervision structures and processes.
- Managing compliance issues, including escalation and reporting, and overseeing the monitoring and review of public disclosures like announcements and circulars.
- Communicating with external legal advisors, financial consultants, and regulators on compliance matters.
- Updating and enforcing policies, procedures, and controls to comply with MAS, SGX-DT, and SGX-DC regulations.
- Conducting compliance reviews and testing on business processes to ensure regulatory compliance, identify gaps, and work with business units on corrective actions.
- Advising on business expansions, new products, customer transactions, and regulatory issues in Singapore.
- Handling regulatory submissions, inquiries, audits, and maintaining relationships with authorities.
- Conducting due diligence for new and existing clients and promoting a culture of compliance and risk management.
- Taking on ad-hoc projects as needed and collaborating effectively with regional compliance teams and stakeholders.
Requirements
- Degree in Law, Accounting, Business, Economics, Finance, or related fields.
- 4-8 years of experience in legal, commercial, risk management, or compliance roles.
- Knowledge of SGX rules, SFA, FAA, MAS regulations, and corporate governance.
- Experience with audits or regulatory examinations.
- Strong understanding of compliance and risk management practices.
- Fluent in both English and Mandarin to liaise with Mandarin-speaking stakeholders.
- Excellent organizational and project management skills.
- Quick learner with an agile mindset, collaborative, and trustworthy team player with a positive work attitude.
-
Senior Compliance Expert
1 day ago
Singapore Danos Group Full timeKey ResponsibilitiesSupport the development and implementation of regulatory compliance strategies, ensuring alignment with MAS rules and regulations.Build and maintain strong relationships with clients, trade bodies, and the MAS, fostering a culture of compliance excellence.Conduct thorough risk assessments and develop mitigation strategies to ensure...
-
Compliance Expert
9 hours ago
Singapore Danos Group Full timeJob TitleCompliance OfficerAbout the JobDanos Group is seeking an experienced Compliance Officer to join our team.Key Responsibilities:We are looking for a subject matter expert on MAS regulations and policies to advise management and employees on compliance matters and keep informed about regulatory developments.The ideal candidate will review, draft...
-
Compliance Expert
2 weeks ago
Singapore Capital Group Full timeCapital Group's Compliance Lead Role OverviewWe are seeking a seasoned Compliance Lead to support the needs of internal departments and external entities. As a compliance subject matter expert, you will provide direction and leadership to your team, ensuring regulatory compliance and effective supervisory controls.Key ResponsibilitiesSupport the completion...
-
Regional Trade Compliance Expert
2 weeks ago
Singapore Bio-Rad Laboratories, Inc. Full timeJob Title: Regional Trade Compliance ExpertAbout the Job:The Regional Trade Compliance Expert will be responsible for ensuring compliance with import and export regulations within a region. This includes maintaining awareness of regulatory requirements, implementing compliance procedures, and providing leadership in strategic projects affecting the supply...
-
Singapore IQ-EQ Full timeJob Overview At IQ-EQ, we are seeking an experienced Regulatory Compliance Expert to manage a portfolio of clients and provide advisory services. This is a senior role that requires strong knowledge of regulatory requirements and excellent communication skills.Key ResponsibilitiesManage a portfolio of clients and provide regular updates to senior...
-
Senior Technical Specialist
3 weeks ago
Singapore Link Compliance Full timeWe are seeking a seasoned Technical Consultant to join our team at Link Compliance in Singapore. As an expert in Automic and IBM Sterling, you will be responsible for deploying cutting-edge solutions to the local government sector.The scope of this role includes:Collaborating with the application team to address challenges in existing batch workflow in...
-
Safety and Compliance Expert
9 hours ago
Singapore Kimberly-Clark Full timeAbout UsKimberly-Clark is a leading global healthcare company that has been a trusted brand for over 150 years.Job DescriptionWe are seeking an experienced Safety and Compliance Expert to join our team in Singapore. In this role, you will be responsible for ensuring the health and safety of employees and customers by developing and implementing effective...
-
Senior Compliance Specialist
4 weeks ago
Singapore Moody's Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Compliance Associate to join our team at Moody's. In this role, you will be responsible for providing expert advice and support on compliance matters to stakeholders across local and regional jurisdictions, ensuring regulatory adherence and best practices.Key ResponsibilitiesProvide expert...
-
Compliance Officer
1 month ago
Singapore LianLian Global Full timeJob Title: Compliance Officer - Fintech ExpertWe are seeking a highly skilled Compliance Officer to join our team at LianLian Global. As a key member of our compliance team, you will be responsible for ensuring that our company adheres to all relevant laws and regulations in the Fintech industry.Key Responsibilities:Develop and implement effective compliance...
-
Compliance Expert for Brokerage and Securities
3 weeks ago
Singapore AMETHYST ASIA PARTNERS PTE. LTD. Full timeJob Title: Compliance Expert for Brokerage and SecuritiesAt AMETHYST ASIA PARTNERS PTE. LTD., we are seeking a skilled Compliance Expert for Brokerage and Securities to join our team in Singapore. As a key member of our compliance team, you will be responsible for ensuring that our client's trading activities are aligned with regulatory requirements.Key...
-
Human Resources Compliance Expert
1 day ago
Singapore NTT DATA Full timeJob OverviewWe are seeking a highly skilled Human Resources Compliance Expert to join our team at NTT DATA. In this role, you will play a key part in ensuring the organization's compliance with employment laws and regulations.About NTT DATANTT DATA is a global technology services company that helps clients innovate, optimize, and transform for long-term...
-
Cyber Risk and Compliance Expert
1 day ago
Singapore Singtel Full timeWe are seeking a highly skilled Cyber Risk and Compliance Expert to join our Cyber Risk Management & Security Team. This role will involve developing and driving effective cyber security compliance programs.The ideal candidate will have at least 5 years of experience in IT Risk Management, Governance or Compliance, and a degree or diploma in Computer...
-
AML Compliance Expert
9 hours ago
Singapore United Overseas Bank Full timeAbout the RoleWe are seeking a seasoned AML Compliance Expert to join our Group Compliance, AML Policy, Advisory and Training team.As an expert in anti-money laundering (AML) compliance, you will play a pivotal role in ensuring that our business operations are aligned with regulatory requirements.Key Responsibilities:AML Policy Development: Collaborate with...
-
Regulatory Compliance Expert
6 days ago
Singapore KS Talent Solutions Full timeAbout the Role:We are seeking a highly skilled Regulatory Compliance Expert to join our team at KS Talent Solutions. This role will be responsible for ensuring compliance with regulatory requirements in the Financial Institution and Markets Compliance areas.Responsibilities:Monitoring Regulatory Changes: Track and evaluate regulatory changes affecting the...
-
Compliance Expert
4 weeks ago
Singapore Bank of Singapore Full timeRole OverviewWe are seeking a highly skilled Compliance Specialist to join our Intelligence & Innovation team in the Financial Crime Compliance Department.Key ResponsibilitiesConduct holistic analytics profile investigations into suspicious transactions and activities, leveraging data analytics intel seeds and specific triggering events.Ensure timely review...
-
Senior Management, Regulatory Compliance Expert
4 weeks ago
Singapore Ashford Benjamin Ltd Full timepThe Senior Manager will provide regulatory compliance advisory, manage all policies and procedures related to MAS requirements, liaise with the regulators, and be responsible for compliance monitoring, cross-border marketing, market abuse, licensing and manage all regulatory updates. To be qualified for this opportunity, you must have at least 10 years of...
-
Compliance Expert for Regulatory Affairs
9 hours ago
Singapore Danos Group Full timeDanos Group is seeking a highly skilled Compliance Expert to join our team in ensuring the highest standards of regulatory compliance within our organization.About the RoleThis key position will be responsible for assisting with various regulatory matters, including licensing applications and submissions. The successful candidate will build and maintain...
-
Compliance Officer
2 weeks ago
Singapore Danos Group Full timeKey Responsibilities:Danos Group seeks a seasoned compliance professional to join our team as a Compliance Officer. As a key member of our organization, this individual will serve as a subject matter expert on MAS regulations and policies.Key Requirements:Mastery of MAS regulations and policies with a minimum of 5 years of compliance experience in asset...
-
Compliance Leadership Expert
6 days ago
Singapore IQ-EQ Full timeJob OverviewWe are seeking an experienced Compliance Leader to join our team at IQ-EQ.This is a Senior Manager/Manager, Regulatory Compliance role that offers the opportunity to work with a leading global financial services provider.
-
Compliance Expert for Private Banking
1 day ago
Singapore Bank of Singapore Full timeWe are looking for a highly skilled Compliance Expert to join our team at Bank of Singapore. As a key member of the Singapore Regulatory Compliance team, you will play a critical role in managing regulatory, compliance, and conduct risks across the organization.Job Description:As a Compliance Expert, you will be responsible for providing timely and quality...