Capital Markets Compliance Leadership Opportunity

2 weeks ago


Singapore beBeeCompliance Full time $90,000 - $120,000
Compliance Manager Job Description

We are seeking a seasoned professional to lead our Capital Markets Compliance team. The role involves maintaining a deep understanding of applicable regulations, best practices, and internal policies and procedures.

  • Maintain knowledge of regulatory requirements and apply them effectively.
  • Conduct annual risk assessments and identify control/governance gaps.
  • Design and maintain Compliance policies and procedures.
  • Develop and deliver compliance training to business stakeholders.
  • Collaborate with colleagues in other regions and functions.

Requirements:

  • Degree-educated individual with a minimum of 5 years' experience in a related compliance role.
  • Good understanding of Capital Markets business and solid understanding of Singapore Regulatory Requirements.
  • Strong presentation skills and attention to detail.
  • Compliance Advisory experience and understanding of Hong Kong's Regulatory requirements are desirable.

About the Role:

The ideal candidate will have excellent communication and interpersonal skills, ability to work collaboratively in a team environment, highly organized and able to prioritize tasks effectively, strong analytical and problem-solving skills.

This is an exciting opportunity for a compliance professional to take on a leadership role and contribute to the growth and success of our organization.



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