Compliance Officer, Capital Markets

4 days ago


Singapore beBeeCompliance Full time

Job Title:

Compliance Officer, Capital Markets

Overview:

We are seeking a seasoned Compliance Officer with a strong background in capital markets to join our team. The ideal candidate will have a deep understanding of regulatory requirements and the ability to apply them effectively.

Key Responsibilities:

  • Monitor and ensure compliance with all relevant laws and regulations, including AML/CFT, sanctions, and FATCA/CRS.
  • Develop and implement effective compliance policies and procedures to mitigate risks.
  • Provide regular reporting on compliance matters to senior management and other stakeholders.
  • Collaborate with business teams to ensure alignment with regulatory obligations.
  • Lead risk-based reviews and investigations into compliance issues.
  • Maintain accurate records and files related to compliance activities.

Requirements:

  • University degree in Law, Finance, Business, or a related field.
  • 8-12 years of experience in AML/CFT within capital markets, securities, or banking sectors.
  • Strong knowledge of MAS and SGX regulatory frameworks.
  • Familiarity with due diligence and KYC processes.
  • Excellent analytical and problem-solving skills.
  • Ability to work effectively in a fast-paced environment.

About Us:

We are a dynamic organization committed to delivering exceptional results in the capital markets sector.



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