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Capital Markets Compliance Professional
2 weeks ago
The ideal candidate will have a deep understanding of regulatory requirements and the ability to apply them effectively in the capital markets sector.
- Monitor and ensure compliance with all relevant laws and regulations, including AML/CFT, sanctions, and FATCA/CRS.
- Develop and implement effective compliance policies and procedures to mitigate risks.
- Provide regular reporting on compliance matters to senior management and other stakeholders.
- Collaborate with business teams to ensure alignment with regulatory obligations.
- Lead risk-based reviews and investigations into compliance issues.
- Maintain accurate records and files related to compliance activities.
A strong background in capital markets is essential for this role. The ideal candidate will have:
- University degree in Law, Finance, Business, or a related field.
- 8-12 years of experience in AML/CFT within capital markets, securities, or banking sectors.
- Strong knowledge of MAS and SGX regulatory frameworks.
- Familiarity with due diligence and KYC processes.
- Excellent analytical and problem-solving skills.
- Ability to work effectively in a fast-paced environment.
This is a dynamic organization committed to delivering exceptional results in the capital markets sector.
