Senior Executive/Assistant Manager, Sales Conduct Compliance Specialist

2 days ago


Singapur, Singapore Manulife Full time

Job Title: Senior Executive/Assistant Manager, Sales Conduct Compliance

About the Role:

We are seeking a highly skilled and experienced Senior Executive/Assistant Manager to join our Sales Conduct Compliance team. As a key member of the team, you will be responsible for ensuring that our sales conduct practices are in line with regulatory requirements and industry best practices.

Key Responsibilities:

  • Conduct regular audits and reviews of sales conduct practices to ensure compliance with regulatory requirements and industry best practices.
  • Develop and implement training programs to educate sales representatives on sales conduct practices and regulatory requirements.
  • Collaborate with the sales team to identify and address any sales conduct issues or concerns.
  • Provide guidance and support to sales representatives on sales conduct practices and regulatory requirements.
  • Stay up-to-date with changes in regulatory requirements and industry best practices and ensure that our sales conduct practices are aligned with these changes.

Requirements:

  • Degree in a relevant field (e.g. law, business, finance).
  • At least 3-4 years of experience in sales conduct compliance or a related field.
  • Strong knowledge of regulatory requirements and industry best practices related to sales conduct.
  • Excellent communication and interpersonal skills.
  • Ability to work independently and as part of a team.

About Manulife:

Manulife is a leading international financial services group that helps people make their decisions easier and lives better. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions. At Manulife, we are committed to providing quality advice to our customers through our representatives. We are an equal opportunity employer and welcome applications from diverse candidates.



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