Senior Executive/Assistant Manager, Sales Conduct Compliance Specialist
1 month ago
Job Title: Senior Executive/Assistant Manager, Sales Conduct Compliance
About the Role:
We are seeking a highly skilled and experienced Senior Executive/Assistant Manager to join our Sales Conduct Compliance team. As a key member of the team, you will be responsible for ensuring that our sales conduct practices are in line with regulatory requirements and industry best practices.
Key Responsibilities:
- Conduct regular audits and reviews of sales conduct practices to ensure compliance with regulatory requirements and industry best practices.
- Develop and implement training programs to educate sales representatives on sales conduct practices and regulatory requirements.
- Collaborate with the sales team to identify and address any sales conduct issues or concerns.
- Provide guidance and support to sales representatives on sales conduct practices and regulatory requirements.
- Stay up-to-date with changes in regulatory requirements and industry best practices and ensure that our sales conduct practices are aligned with these changes.
Requirements:
- Degree in a relevant field (e.g. law, business, finance).
- At least 3-4 years of experience in sales conduct compliance or a related field.
- Strong knowledge of regulatory requirements and industry best practices related to sales conduct.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team.
About Manulife:
Manulife is a leading international financial services group that helps people make their decisions easier and lives better. We provide financial advice, insurance, and wealth and asset management solutions for individuals, groups and institutions. At Manulife, we are committed to providing quality advice to our customers through our representatives. We are an equal opportunity employer and welcome applications from diverse candidates.
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Singapur, Singapore Manulife Full timeJob Title: Senior Executive/Assistant Manager, Sales Conduct ComplianceAt Manulife, we are committed to providing quality advice to our customers through our representatives. In this role, you will assist the Team Lead of Sales Conduct Compliance and work closely with the TL to support the Sales Conduct Compliance work plan.Key Responsibilities:Conduct...
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Singapur, Singapore Manulife Full time{"Job Title: Senior Executive/Assistant Manager, Sales Conduct ComplianceAbout the Role:As a Senior Executive/Assistant Manager, Sales Conduct Compliance, you will play a critical role in ensuring the integrity of our sales practices and compliance with regulatory requirements. You will work closely with the Sales Conduct Team to identify and mitigate risks,...
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Singapur, Singapore Manulife Full timeJob Title: Senior Executive/Assistant Manager, Sales Conduct ComplianceAt Manulife, we are committed to providing quality advice to our customers through our representatives. In this role, you will assist the Team Lead of Sales Conduct Compliance and work closely with the TL to support the Sales Conduct Compliance work plan.Key Responsibilities:Conduct...
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Singapur, Singapore Company 14 - Manulife (Singapore) Pte. Ltd. Full timeAbout the RoleWe are seeking a highly skilled and experienced Senior Executive/Assistant Manager, Sales Conduct Compliance to join our team at Manulife (Singapore) Pte. Ltd. As a key member of our Sales Conduct Compliance team, you will play a critical role in ensuring that our sales practices are compliant with regulatory requirements and industry...
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Singapur, Singapore Company 14 - Manulife (Singapore) Pte. Ltd. Full timeAbout the RoleWe are seeking a highly skilled Senior Executive/Assistant Manager, Sales Conduct Compliance to join our team at Company 14 - Manulife (Singapore) Pte. Ltd. This role will be responsible for assisting the Team Lead of Sales Conduct Compliance and working closely with the TL to support the Sales Conduct Compliance work plan.Key...
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Singapur, Singapore Company 14 - Manulife (Singapore) Pte. Ltd. Full timeDescription At Manulife, we are committed to providing quality advice to our customers through our representatives. In this role, you will assist the Team Lead of Sales Conduct Compliance and work closely with the TL to support the Sales Conduct Compliance work plan. Your responsibilities include: 1. Balanced Scorecard Audits (BSC)...
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Singapur, Singapore Manulife Full timeJob Description At Manulife, we are committed to providing quality advice to our customers through our representatives. In this role, you will assist the Team Lead of Sales Conduct Compliance and work closely with the TL to support the Sales Conduct Compliance work plan. Your responsibilities include: 1. Balanced Scorecard Audits (BSC)...
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