COMPLIANCE OFFICER

Job DescriptionWOORI BANK is seeking a qualified Compliance Officer to join our team. The ideal candidate will have a strong background in finance, business, or computer science and a minimum of 2 years of experience in compliance/AML/CFT/Sanction in a bank or financial institution.The successful candidate will be responsible for adhering to Banking Acts,...

Job Purpose: This is a role in the markets compliance team that is seated on the trading floor. The candidate will be responsible for monitoring regulatory changes, providing compliance advice, and performing various 2nd line compliance controls. The candidate should be able to work with teammates and stakeholders from different departments and of different...

Job Title : Compliance OfficerLocation : 2 Venture Drive #19-18 Vision Exchange Singapore 608526Employment Type : Full-Time About Us Margin Wheeler is one of Singapore’s most trusted and best-reviewed Corporate Service Providers, offering a comprehensive suite of corporate solutions, including incorporation, compliance, accounting, and corporate...

Roles & ResponsibilitiesOur client within the Fund Managment industry, is looking for experienced and passionate talents to join their growing business as Compliance Officer.Compliance Officer:Responsible for all aspects of compliance matters, related activities and projects. This will include the front, middle and back office processes, investment...

About the RoleThe Compliance Manager will operate in an international environment and work closely with various teams in the organization (Risk, Compliance, Legal, Sales...).Key ResponsibilitiesAct as the guardian of the global and local Regulatory Reporting process and be the principal point of contact for regulatory reporting related topics between the...

Roles & ResponsibilitiesJob purpose:This is a role in the markets compliance team that is seated on the trading floor. Candidate will be responsible for monitoring regulatory changes, providing compliance advise, and performing various 2nd line compliance controls.The candidate should be is able to work with teammates and stakeholders from different...

Responsibilities Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). Promptly escalate...

{"title": "Compliance Officer", "description": "Role OverviewOptiver is a tech-driven trading firm and leading global market maker. We are seeking a skilled Compliance Officer to join our Singapore Compliance team, reporting to the Singapore Head of Compliance. As a Compliance Officer, you will play a crucial role in ensuring our business operates in...

Roles & ResponsibilitiesBuild your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an...

{"Role Overview": "BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the local business operates in conformity with all applicable laws and regulations as well as BNPPAM and BNPP Group policies and procedures. Key Responsibilities: * Ensure compliance with...

Roles & ResponsibilitiesØ Acts as Compliance Officer and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations.Ø Establishes and maintains appropriate systems and controls (including documented policies and procedures) to ensure compliance...

Roles & ResponsibilitiesWe are seeking an experienced and detail-oriented Compliance Officer to join our team. This role is to support the Chief Compliance Officer in ensuring that the company complies with regulatory requirements as well as internal policies.Job Responsibilities1. Responsible for the implementation and enhancement of the Compliance...

Compliance Role Overview BNP Paribas Asset Management is seeking a Compliance Officer to join our team in Singapore. The successful candidate will be responsible for ensuring the company's compliance with local regulatory requirements and global standards. Key Responsibilities * Ensure the company's operations are in conformity with all applicable laws...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Haitong Int'l Securities Group (Singapore) Pte Ltd. The successful candidate will be responsible for developing and implementing an effective compliance framework and ongoing compliance monitoring programs.Key ResponsibilitiesDevelop and implement a comprehensive compliance...

Roles & ResponsibilitiesThis is an exciting opportunity for an experienced Compliance Officer to join an award winning fintech organisation to help build a world class AML/CFT program that would support our growth plans in the APAC region. We are looking for an individual with a solid understanding of e-commerce, processing, acquiring business and risks...

WHO WE ARE: Optiver is a tech-driven trading firm and leading global market maker. For over 35 years, Optiver has been improving financial markets around the world, making them more transparent and efficient for all participants. With more than 1,600 employees in offices around the world, we're united in our commitment to improve the market through...

Singapore, Singapore | Posted on 11/01/2024 Cube Pay is a leading provider in Payment dedicated to upholding the highest standards of integrity, transparency, and regulatory compliance. We are seeking a meticulous and knowledgeable Compliance Manager to join our team and help drive our commitment to compliance excellence. About the Job The Compliance...

Roles & ResponsibilitiesBunker Partner is an independent global trader of marine fuels and bulk commodities with in-depth knowledge of the shipping industry. Today, we have trading offices in Estonia, Cyprus, Singapore, UAE, Greece, Germany and Denmark. We have a great team of 80+ professionals worldwide.The company has also been featured by the Financial...

Job Description:As a key member of the China Merchants Bank Co Ltd team, you will be responsible for managing the day-to-day Client Due Diligence (CDD) onboarding process. This includes conducting thorough reviews of new, periodic, and ad-hoc client information to ensure compliance with regulatory requirements.Key Responsibilities:Review and verify client...

Key Responsibilities: Develop and maintain an effective compliance framework adhering to regulations from multiple jurisdictions, including Singapore, U.S., Hong Kong, and Cayman Islands Stay abreast of regulatory changes and assess their impact on existing business practices Foster positive relationships with regulatory bodies through regular communication...