Compliance Manager, Asset Management firm

Roles & ResponsibilitiesOur client is an asset management firm that invests in multi-asset classes such as private equity funds, credit funds etc. As the business continues to grow, they are looking for a Compliance Manager and the role is based in Singapore.Responsibilities: Liaise with regulators on regulatory license requirements and compliance filing ...

Our client is an established investment management firm with regional presence. They are looking for an experienced Compliance Manager to join their team. This position is based in Singapore.Key Responsibilities:Liaise with regulators on regulatory license requirements and compliance filingManage and update the firm's compliance policies and frameworkKeep...

Roles & ResponsibilitiesWe are working with a growing asset management client who is looking for a Risk & Compliance Manager where the successful candidate will get the opportunity to work on a broad range of regulatory, risk, and compliance topics. Candidates with prior experience in or exposure to an LFMC will have an added advantage. Responsibilities ...

You will be required to: Perform research on various legal matters relevant to the family office, including estate planning, trust administration, tax laws, real estate transactions, and regulatory compliance. Analyze and summarize legal documents, statutes, and regulations for attorney review. Collaborate with the investment team to support the legal...

Roles & ResponsibilitiesThe RoleMy Client is a leading Crypto Trading firm, and we are looking for a Regulatory Compliance Manager to join the business in Singapore. You will be overseeing all Singapore Compliance related matters, and will also be involved in the application of their new license. Responsibilities: Provide Regulatory Compliance advisory to...

We are working with a growing asset management client who is looking for a Risk & Compliance Manager where the successful candidate will get the opportunity to work on a broad range of regulatory, risk, and compliance topics. Candidates with prior experience in or exposure to an LFMC will have an added advantage. ResponsibilitiesKeep abreast of any changes...

The Role My Client is a leading Crypto Trading firm, and we are looking for a Regulatory Compliance Manager to join the business in Singapore. You will be overseeing all Singapore Compliance related matters, and will also be involved in the application of their new license. Responsibilities:Provide Regulatory Compliance advisory to the business in...

Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore.Key responsibilities:Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance...

Roles & ResponsibilitiesOur client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore.Key responsibilities: Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial...

Roles & ResponsibilitiesJob Description:1. Investment Analysis and Research:· Lead analysis of investment opportunities across various asset classes including equities, fixed income, real estate, and alternative investments.· Research and evaluate potential investments based on their risk-return profile, market trends, and financial performance.· Generate...

Purpose of the Job:Perform contracts' compliance review in Asset Management of aircraft and engines on leased to customers, support aircraft redelivery process, tech records management and other adhoc aircraft leasing activities generally. Key Job Accountabilities:Perform Asset Management activities of:Contractual review and management to support lease...

  Your Role As our Asset Manager, you will: Take the reins in preparing and securing the asset management license. Develop and implement innovative strategies to broaden our asset management division. Work collaboratively with the CEO of the Singapore office and the Asset Management Team in Hong Kong Expertly manage and optimize the company's portfolio of...

Key responsibilities: Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc Liaise with regulators on regulatory filing and answer their enquires Review regular transaction monitoring from financial crime perspectives Monitor AML risk assessment for the firm and sanction compliance...

Job Description:1.Investment Analysis and Research:. Lead analysis of investment opportunities across various asset classes including equities, fixed income, real estate, and alternative investments.. Research and evaluate potential investments based on their risk-return profile, market trends, and financial performance.. Generate investment ideas and...

Work Location: CentralWorking Hours: 5days (9am to 6pm)Responsibilities:To be responsible for the implementation and monitoring of any laws and regulations regarding complianceTo provide advice and guidance on compliance policies and procedures relevant to the applicable rules and regulations of the companyTo provide advisory and manage any Anti-Money...

Roles & ResponsibilitiesGrasshopper Asset Management, a subsidiary of Grasshopper, is expanding and seeking for experienced Senior HFT Trader or Portfolio Manager to join our team and help drive the success of our trading operations in Japan OSE / TSE, Singapore SGX, Malaysia Bursa, Thailand SET, or USA CME Futures, Australia ASX, Taiwan TWSE, India NSE /...

Key ResponsibilitiesCover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etcLiaise with regulators on regulatory filing and answer their enquiresReview regular transaction monitoring from financial crime perspectivesMonitor AML risk assessment for the firm and sanction complianceReview...

Roles & ResponsibilitiesJob Description:-Provide oversight on all compliance and risk management matters across business operations with relevant l-legislation/ regulations/ rules/ internal policies-Monitor and assess regulatory updates, and provide advisory on compliance and risk implications of business decisions, both for on-going issues and in project...

Roles & ResponsibilitiesResponsibilities: Develop existing and new client relationships Conduct financial analysis and profiling sessions with clients to understand their financial needs and objectives Understand clients’ background and drive the KYC due diligence as a first line of defence, so as to comply with all regulations and policies in line with...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...