Risk and Compliance Manager
2 weeks ago
We are working with a growing asset management client who is looking for a Risk & Compliance Manager where the successful candidate will get the opportunity to work on a broad range of regulatory, risk, and compliance topics.
Candidates with prior experience in or exposure to an LFMC will have an added advantage.
Responsibilities
- Keep abreast of any changes or updates to MAS regulations impacting the firm's business and operations
- Develop or update any internal policies, procedures, or guidelines in relation to regulatory requirements
- Lead KYC, CDD, and AML related work, ensuring accurate KYC/CDD records
- Identify & escalate risks to management, when necessary
- Support the effectiveness of the firms' compliance monitoring program - i.e., reviewing of marketing materials, monitoring of clients correspondence, provide oversight into staff's trading activities, conducting investment compliance monitoring to ensure the firms' business is compliant with regulatory requirements according to the SFA, etc.
- Review and approve staff trading requests in accordance with the company policy
- Conduct compliance and regulatory training to internal staff
- Contribute to the investment portfolio risk analysis and monitoring
- Active involvement in internal and external audits
Requirements
- At least 4 years of experience in Compliance from the banking and financial services industry, preferably from the capital markets division, or related asset/fund/investment management business
- Knowledge of the relevant MAS guidelines governing capital markets
- Experience in taking ownership and initiative of processes, policies, etc.
- Excellent written and spoken skills in English; Proficiency in written and spoken Mandarin will be an added advantage as the role's coverage includes the Chinese market
Tell employers what skills you have
Asset Management
Microsoft Office
Microsoft Excel
Due Diligence
Trade Fund Management
Regulatory Compliance
regulatory compliance risk
Risk Management
Investment Management
Capital Markets
Compliance
Banking
AML
Regulatory Requirements
KYC
Financial Services
-
Risk and Compliance Manager
2 weeks ago
Singapore AIA Singapore Private Limited Full timeDo meaningful work with us. Every day. At Amplify Health, we're looking for individuals with ambition, resilience and passion for healthcare, insurance, wellness and digital technology. As a fast-growing business with the ambition of making people and communities across Asia healthier, we have exciting career opportunities available to help us achieve our...
-
Manager, Risk and Compliance
4 weeks ago
Singapore KEPPEL MANAGEMENT LTD. Full timeRoles & ResponsibilitiesJOB DESCRIPTION Advise management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management; MAS Business Trust Act and SGX Listing Rules Manage periodic filings/notification to MAS or other relevant regulatory bodies Manage the...
-
Manager, Risk and Compliance
3 weeks ago
Singapore Keppel Management Ltd. Full timeJOB DESCRIPTIONAdvise management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management MAS Business Trust Act and SGX Listing RulesManage periodic filings/notification to MAS or other relevant regulatory bodiesManage the Enterprise Risk Management (ERM)...
-
Manager, Risk
4 weeks ago
Singapore Keppel Full timeJOB DESCRIPTION. Advise management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management MAS Business Trust Act and SGX Listing Rules.. Manage periodic filings/notification to MAS or other relevant regulatory bodies.. Managethe Enterprise Risk Management (ERM)...
-
Manager, Risk
1 week ago
Singapore KEPPEL MANAGEMENT LTD. Full timeRoles & ResponsibilitiesJOB DESCRIPTIONAs part of the Risk and Compliance team, you will be integral in working with relevant stakeholders to support the organization in developing and implementing the overall risk management strategy and related initiatives as well as ensuring compliance to regulations and internal policies. Support ‘middle-office’...
-
Compliance & Risk Management Manager
4 weeks ago
Singapore HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD. Full timeRoles & ResponsibilitiesJob Description:-Provide oversight on all compliance and risk management matters across business operations with relevant l-legislation/ regulations/ rules/ internal policies-Monitor and assess regulatory updates, and provide advisory on compliance and risk implications of business decisions, both for on-going issues and in project...
-
Risk and Compliance Manager
2 days ago
Singapore SINOPAY (SINGAPORE) PRIVATE LIMITED Full timeRoles & ResponsibilitiesResponsibilities- Advise senior management on risk and governance requirements across Singapore;- Develop and implement confidential risk management strategies to effectively mitigate organizational risks;- Establish and execute world-class regulatory architecture, compliance and enterprise risk programmes, to include Business...
-
Risk and Compliance Manager
2 weeks ago
Singapore Nicoll Curtin Technology Pte. Ltd. Full timeWe are working with a growing asset management client who is looking for a Risk & Compliance Manager where the successful candidate will get the opportunity to work on a broad range of regulatory, risk, and compliance topics. Candidates with prior experience in or exposure to an LFMC will have an added advantage. ResponsibilitiesKeep abreast of any changes...
-
Risk & Compliance Manager
4 weeks ago
Singapore Eames Consulting Full timeJob Description Embark on a pivotal role within an esteemed Investment Manager, where your expertise in risk and compliance will be integral to the firm's robust governance framework. This prestigious position offers a chance to shape the core compliance structures, ensuring the highest standards of regulatory adherence and risk management. As a central...
-
Compliance Manager
4 weeks ago
Singapore Pertapis Education And Welfare Centre Full time1. Job Description:Responsible for the supervision, review and implement the company's strategies and policies for all business processes in respect to the law, regulations, guidelines and compliance standardsAdvise higher management on business operations relating to compliance, policies, audits, risks and any other relevant mattersManage and supervise...
-
Manager, Risk
4 weeks ago
Singapore Keppel Full timeJOB DESCRIPTIONAs part of the Risk and Compliance team, you will be integral in working with relevant stakeholders to support the organization in developing and implementing the overall risk management strategy and related initiatives as well as ensuring compliance to regulations and internal policies.Support 'middle-office' activities relating to market and...
-
Manager, Risk
3 weeks ago
Singapore Keppel Management Ltd. Full timeJOB DESCRIPTIONAs part of the Risk and Compliance team, you will be integral in working with relevant stakeholders to support the organization in developing and implementing the overall risk management strategy and related initiatives as well as ensuring compliance to regulations and internal policies.Support middle-office' activities relating to market and...
-
Risk and Compliance Manager
2 weeks ago
Singapore Sinopay (singapore) Private Limited Full timeResponsibilities- Advise senior management on risk and governance requirements across Singapore- Develop and implement confidential risk management strategies to effectively mitigate organizational risks- Establish and execute world-class regulatory architecture, compliance and enterprise risk programmes, to include Business Continuity plans, Enterprise Risk...
-
Risk and Compliance Manager
2 days ago
Singapore Sinopay (singapore) Private Limited Full timeResponsibilities- Advise senior management on risk and governance requirements across Singapore- Develop and implement confidential risk management strategies to effectively mitigate organizational risks- Establish and execute world-class regulatory architecture, compliance and enterprise risk programmes, to include Business Continuity plans, Enterprise Risk...
-
Assistant Manager, Risk and Compliance
4 weeks ago
Singapore THOMSON MEDICAL PTE. LTD. Full timeRoles & Responsibilities(A) JOB SUMMARYThis role will collaborate with various departments to develop and implement risk management, compliance and ESG strategies, policies and initiatives, helping the company to remain resilient and build a sustainable business.(B) PRIMARY DUTIES & JOB RESPONSIBILITIESRisk Management:- Assist with the implementation and...
-
Senior Manager, Risk
4 weeks ago
Singapore Keppel Full timeJOB DESCRIPTIONRole will be responsible for the whole spectrum ofrisk management and compliancefunctions of the Fund Management and Investment platforms, including support to public and/or private fund managers and funds.Role Key Responsibilities includeProvide advisory and support to management and businesses on and ensuring compliance with applicable laws...
-
Assistant Manager, Risk and Compliance
2 weeks ago
Singapore Thomson Medical Pte. Ltd. Full time(A) JOB SUMMARYThis role will collaborate with various departments to develop and implement risk management, compliance and ESG strategies, policies and initiatives, helping the company to remain resilient and build a sustainable business.(B) PRIMARY DUTIES & JOB RESPONSIBILITIESRisk Management:- Assist with the implementation and enhancement of the...
-
Risk & Compliance Executive
4 weeks ago
Singapore REDEX PTE. LTD. Full timeRoles & Responsibilities1. Risk Management:• Identify potential risks.• Develop strategies and procedures to minimize risks.• Ensure compliance with relevant regulations.2. Performance Measurement:• Evaluate the effectiveness of risk management and community engagement efforts.• Monitor progress, analyze data, and prepare reports.• Measure the...
-
Assistant / Deputy Manager, Risk and Compliance
3 weeks ago
Singapore Keppel Management Ltd. Full timeJOB DESCRIPTIONAdvising management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management MAS Business Trust Act and SGX Listing Rules.Managing periodic filings/notification to MAS or other relevant regulatory bodies.Managing the Enterprise Risk Management (ERM)...
-
Executive, Risk Management
4 weeks ago
Singapore INFINITUM FINANCIAL ADVISORY PTE. LTD. Full timeRoles & ResponsibilitiesA self-directed and independent individual to support the Head of Risk Management & Compliance (“RM&C”) within the RM&C department focusing on Regulatory Compliance aspects such as governance, risk management and market conduct requirements, in order to maintain a robust risk and compliance framework within Infinitum Financial...