Compliance Manager, Asset Management

3 weeks ago


Singapore Amethyst Partners Full time

Our client is an established investment management firm with regional presence. They are looking for an experienced Compliance Manager to join their team. This position is based in Singapore.

Key Responsibilities:

  • Liaise with regulators on regulatory license requirements and compliance filing
  • Manage and update the firm's compliance policies and framework
  • Keep track of new regulatory development and provide updates to the firm
  • Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
  • Assist in KYC/AML review on investors, CRS/FATCA filing
  • Identify any potential compliance issues and provide solutions to the business
  • Provide compliance training and updates to the firm's employees
  • Participate in compliance projects when necessary
Key Requirements
  • At least 4 years of Compliance experience in the Asset Management / Fund Management experience
  • Good understanding on regulatory compliance
  • Hands-on and adaptable to work in a small office environment
  • Bachelor's degree or other tertiary qualification

Interested parties please send your resume to Loretta Chan, R1876188 at .
Regrettably, only shortlisted candidates will be contacted.



  • Singapore AMETHYST ASIA PARTNERS PTE. LTD. Full time

    Roles & ResponsibilitiesOur client is an asset management firm that invests in multi-asset classes such as private equity funds, credit funds etc. As the business continues to grow, they are looking for a Compliance Manager and the role is based in Singapore.Responsibilities: Liaise with regulators on regulatory license requirements and compliance filing ...


  • Singapore Amethyst Asia Partners Pte. Ltd. Full time

    Our client is an asset management firm that invests in multi-asset classes such as private equity funds, credit funds etc. As the business continues to grow, they are looking for a Compliance Manager and the role is based in Singapore.Responsibilities:Liaise with regulators on regulatory license requirements and compliance filingManage and update the firm's...


  • Singapore VERDANT ASSET MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesJob Description:1. Investment Analysis and Research:· Lead analysis of investment opportunities across various asset classes including equities, fixed income, real estate, and alternative investments.· Research and evaluate potential investments based on their risk-return profile, market trends, and financial performance.· Generate...


  • Singapore Verdant Asset Management Pte. Ltd. Full time

    Job Description:1.Investment Analysis and Research:. Lead analysis of investment opportunities across various asset classes including equities, fixed income, real estate, and alternative investments.. Research and evaluate potential investments based on their risk-return profile, market trends, and financial performance.. Generate investment ideas and...

  • Portfolio Manager

    2 weeks ago


    Singapore GRASSHOPPER ASSET MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesGrasshopper Asset Management, a subsidiary of Grasshopper, is expanding and seeking for experienced Senior HFT Trader or Portfolio Manager to join our team and help drive the success of our trading operations in Japan OSE / TSE, Singapore SGX, Malaysia Bursa, Thailand SET, or USA CME Futures, Australia ASX, Taiwan TWSE, India NSE /...


  • Singapore TETSUJIN ASSET MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesResponsibilities: Develop existing and new client relationships Conduct financial analysis and profiling sessions with clients to understand their financial needs and objectives Understand clients’ background and drive the KYC due diligence as a first line of defence, so as to comply with all regulations and policies in line with...

  • Compliance Officer

    1 month ago


    Singapore ZICO ASSET MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

  • Compliance Officer

    3 weeks ago


    Singapore Zico Asset Management Pte. Ltd. Full time

    Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

  • Asset Management

    1 week ago


    Singapore Sbs Transit Rail Pte. Ltd. Full time

    Primary Objectives of Position . Mainly to provide support for overseas projects in the areas of Asset Management Framework, Enterprise Asset Management process and program implementation, in particular the Maintenance Management System (MMS), i.e. cloud-based Maximo projects, and . Assist HOD, Asset Management, in the delivery consultancy services such as...

  • Asset Management

    1 week ago


    Singapore SBS TRANSIT RAIL PTE. LTD. Full time

    Roles & ResponsibilitiesPrimary Objectives of Position• Mainly to provide support for overseas projects in the areas of Asset Management Framework, Enterprise Asset Management process and program implementation, in particular the Maintenance Management System (MMS), i.e. cloud-based Maximo projects, and• Assist HOD, Asset Management, in the delivery...

  • Portfolio Manager

    2 weeks ago


    Singapore Grasshopper Asset Management Pte. Ltd. Full time

    Grasshopper Asset Management, a subsidiary of Grasshopper, is expanding and seeking for experienced Senior HFT Trader or Portfolio Manager to join our team and help drive the success of our trading operations in Japan OSE / TSE, Singapore SGX, Malaysia Bursa, Thailand SET, or USA CME Futures, Australia ASX, Taiwan TWSE, India NSE /...


  • Singapore FARRINGDON ASSET MANAGEMENT PTE. LTD. Full time

    Roles & ResponsibilitiesFarringdon Asset Management is one of the largest External Asset Managers (EAM’s) in Singapore. The company caters to the needs of ultra-high net worth clients across the Asia Pacific region offering a range of services including Portfolio Management, Private Banking, succession planning, and trust formation as well as insurance and...


  • Singapore Farringdon Asset Management Pte. Ltd. Full time

    Farringdon Asset Management is one of the largest External Asset Managers (EAM's) in Singapore. The company caters to the needs of ultra-high net worth clients across the Asia Pacific region offering a range of services including Portfolio Management, Private Banking, succession planning, and trust formation as well as insurance and financial advisory...

  • Compliance Manager

    3 weeks ago


    Singapore Ethos BeathChapman (EBC) Full time

    The Role: My Client is a global fund manager and we are looking for a Compliance Manager for the Singapore office. This is a new headcount in the business with growth potential to take on a regional portfolio within the business. You will be given the autonomy to spearhead new Compliance polices and framework across the region.Responsibilities:Oversee and...


  • Singapore SINGAPORE TECHNOLOGIES ENGINEERING LTD Full time

    Purpose of the Job:Perform contracts' compliance review in Asset Management of aircraft and engines on leased to customers, support aircraft redelivery process, tech records management and other adhoc aircraft leasing activities generally. Key Job Accountabilities:Perform Asset Management activities of:Contractual review and management to support lease...

  • Portfolio Manager

    2 weeks ago


    Singapore UBS ASSET MANAGEMENT (SINGAPORE) LTD. Full time

    Roles & ResponsibilitiesYour roleDo you have sound knowledge of Asian equity markets and Equity Long/Short investment strategies? Are you full of innovative ideas that will help us generate alpha? Do you want to be a part of a growing business within a well-established asset management platform?We’re looking for a portfolio manager to: manage a...


  • Singapore Brookfield Asset Management, Inc Full time

    Location Collyer Quay Centre - 16 Collyer Quay, #19-00 Brookfield Culture Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through...


  • Singapore Brookfield Asset Management, Inc Full time

    Location Collyer Quay Centre - 16 Collyer Quay, #19-00 Brookfield Culture Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people...


  • Singapore Hsbc Global Asset Management (singapore) Limited Full time

    DescriptionSome careers open more doors than others.If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.Global Asset...


  • Singapore KEPPEL MANAGEMENT LTD. Full time

    Roles & ResponsibilitiesJOB DESCRIPTION Advise management on and ensuring compliance with applicable laws and regulations including MAS guidelines relating to AML/CFT, outsourcing and technology risk management; MAS Business Trust Act and SGX Listing Rules Manage periodic filings/notification to MAS or other relevant regulatory bodies Manage the...