Client Onboarding
1 week ago
Responsibilities:
- Ensure thorough, timely, and quality review of new client onboarding requests, including account approval.
- Advise front office and other colleagues on client onboarding matters, including addressing deficiencies in KYC information and documentation.
- Perform independent and comprehensive reviews, including KYC/AML/Tax risk identification, plausibility checks, and verification of clients’ Source of Wealth (SoW) and Source of Funds (SoF).
- Review and approve new business relationships with Independent Asset Managers, Referral Intermediaries, and counterparties.
- Collaborate with key stakeholders, including Relationship Managers, Team Heads, Market Heads, Compliance, and other teams to ensure seamless onboarding.
- Train team members and front office colleagues on KYC and AML matters.
- Assist the team lead or functional head in client onboarding tasks and post-onboarding processes, and act as a deputy when delegated.
- Respond to queries and clarifications from internal, external, statutory, or regulatory audits.
- Identify gaps and implement onboarding controls, including system and process enhancements to meet evolving regulatory requirements and AML landscape changes, in line with industry best practices.
Requirements:
- 3-5 years of experience in AML/KYC within a client review function in a private banking environment, including at least 2 years in an account approval role.
- Strong knowledge of risks such as PEP, sanctions, and reputational risks, as well as suspicious activities typical of private banking clients.
- Knowledge of regulations from MAS, HKMA, and intergovernmental/non-governmental organizations such as FATF/Wolfsberg.
- Experience in client onboarding approval for private banking in Hong Kong or Singapore, including SoW/SoF verification and client risk assessment.
- Strong understanding of the AML/CFT framework and its application to Private Banking clients for onboarding, ongoing client reviews, and transaction monitoring.
- Proficiency in MS Excel, MS Word, MS PowerPoint, and other office automation tools.
To apply, simply click the "Apply" button or send your updated profile to recruit@percept-solutions.com
EA Licence No.:18S9405 / EA Reg. No.:R1330864
Percept Solutions is expanding and actively seeking talented individuals. We encourage applicants to follow Percept Solutions on LinkedIn at https://www.linkedin.com/company/percept-solutions/to stay informed about new opportunities and events.
Tell employers what skills you have
Front Office
Risk Assessment
Wealth
Automation Tools
Private Banking
MS Word
Compliance
Audits
Team Lead
AML
Excel
Ms Powerpoint
Regulatory Requirements
KYC
Office Automation
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