Senior Compliance Specialist
6 days ago
About this role:
International Compliance provides independent compliance risk oversight for the lines of business and legal entities operating in the region and works proactively with the lines of business and other Independent Risk Management (IRM) and support functions to design and deliver effective compliance risk management strategies.
The Senior Compliance Specialist will sit within the APAC Country Compliance team under Legal Entity Compliance and play a key role in supporting the APAC Country Compliance Senior Manager and Singapore Branch CCO with local activities and wider Compliance Programme elements, as required. The Senior Compliance Specialist will look to help drive enhancements in existing processes, partnering with necessary Enterprise Compliance, Business and Function leads in the delivery of applicable business as usual and strategic initiatives and/or remediation efforts. Learn more about the career areas and lines of business at wellsfargojobs.com.
(Note: In addition to these functions employees are required to carry out such other duties as may reasonably be required)
In this role, you will:
- Support the APAC Country Compliance Senior Manager and Singapore Branch CCO with local activities and wider Compliance Programme elements, as required.
- Help drive enhancements in existing processes, partnering with necessary Enterprise Compliance, Business and Function leads in the delivery of applicable business as usual and strategic initiatives and/or remediation efforts.
- Seek to drive synergies with counterparts across APAC, and other regions, helping to shape a scalable and sustainable operating model.
- Support in identifying, assessing, documenting, and monitoring potential compliance risks.
- Support compliance risk and regulatory expertise for Compliance Programme elements, with active check and challenge of the Front-Line and other relevant stakeholder groups.
- Monitor compliance with applicable legal requirements, rules, standards and decisions and all internal policies and processes and actively monitor and plan for any changes in same.
- Help simplify processes leveraging Enterprise and WFIP, with appropriate oversight/intra-group outsourcing arrangements that are proportionate to the size and scale of the business.
Required Qualifications:
- 4+ years of Compliance experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Experience in Compliance, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education.
- Strong educational background with a university degree
- Experience in the compliance and regulatory field within financial services and extensive knowledge of Global Markets at a leading global financial services firm(s).
- Good understanding of the market and regulatory environment in which Wells Fargo operates.
- Compliance professional with capabilities, including but not limited to: ability to support critical decisions, working collaboratively, enabling high performance, building self-insight and supporting an effective risk and control environment.
- Good intellectual capability and flexibility, able to consider issues from multiple angles and support debates and discussions with multiple stakeholders.
- Good sense of judgement and absolute commitment to Wells Fargo transformation journey
- Ability to forge relationships across multiple functions to enhance the Compliance brand.
- Ability to deal with change and exhibit a service led mindset to support our stakeholders.
- Ability to challenge independently and constructively.
- Communicate effectively and confidently, orally and in writing at all levels of the organization.
- A team player that actively looks to partner with and support team members with workloads and challenges.
regulatory changes
Remediation
Regulatory Compliance
regulatory compliance risk
Risk Management
regulatory guidance
Risk Mgmt
Compliance
compliance policy
Risk and Regulatory
Team Player
Regulatory Requirements
Legal Compliance
Financial Services
-
Senior Compliance Manager
2 weeks ago
Singapore HAYS SPECIALIST RECRUITMENT PTE. LTD. Full timeRoles & ResponsibilitiesYour new companyJoin a leading securities company that is revolutionising the financial services industry. This organisation is dedicated to providing innovative and secure financial solutions to clients worldwide. With a strong commitment to compliance and regulatory excellence, they strive to maintain the highest standards of...
-
Compliance Specialist
2 weeks ago
Singapore KS CONSULTING PTE. LTD. Full timeRoles & ResponsibilitiesOverview:Our client a fund management is looking for Compliance Specialist with a minimum of three years of experience in Anti-Money Laundering (AML), Know Your Customer (KYC), and compliance policy/procedures. The role will be split 50/50 between handling AML/KYC responsibilities and ensuring adherence to compliance policies and...
-
Customs Compliance Specialist
3 weeks ago
Singapore GLOBE LOGISTICS PTE. LTD. Full timeRoles & ResponsibilitiesJob Hiring: Customs Compliance SpecialistLocation: Keppel Distripark, Singapore Job Type: Full-timeAre you passionate about international trade and customs regulations? We are seeking a highly skilled and detail-oriented Customs Compliance Specialist to join our team in Singapore. If you have a strong understanding of Singapore...
-
Compliance Specialist
6 days ago
Singapore CAMBRIDGE ADVISERS PTE. LTD. Full timeRoles & ResponsibilitiesCompany Overview:Cambridge Advisers is a leading regulatory compliance advisory firm headquartered in Singapore, with operations in Malaysia and China. We specialize in providing regulatory compliance, fund administration, and corporate services to financial institutions and multinational corporations. Our team is committed to...
-
Customs Compliance Specialist
3 weeks ago
Singapore GLOBE LOGISTICS PTE. LTD. Full timeRoles & ResponsibilitiesJob Hiring: Customs Compliance SpecialistLocation: Keppel Distripark, Singapore Job Type: Full-timeAre you passionate about international trade and customs regulations? We are seeking a highly skilled and detail-oriented Customs Compliance Specialist to join our team in Singapore. If you have a strong understanding of Singapore...
-
Business Oversight Compliance Specialist
3 weeks ago
Singapore RANDSTAD PTE. LIMITED Full timeRoles & ResponsibilitiesBusiness Oversight Compliance Specialist6 months contractAbout Compliance TeamThe Compliance operates as one team to drive the right customer outcomes and protect the integrity of the financial services markets through innovation.Compliance at the client's organisation is located across 31 Countries with approximately 1400 employees....
-
Payroll and Compliance Specialist
4 days ago
Singapore SYSMEX ASIA PACIFIC PTE. LTD. Full timeJob Opportunity:About the RoleWe are seeking an experienced Payroll and Compliance Specialist to join our team at SYSMEX ASIA PACIFIC PTE. LTD., responsible for ensuring accurate and compliant payroll processes.Key ResponsibilitiesPayroll ProcessingYou will work closely with payroll vendors to ensure accurate and timely payment of salaries, allowances, and...
-
Business Oversight Compliance Specialist
3 weeks ago
Singapore RANDSTAD PTE. LIMITED Full timeRoles & ResponsibilitiesBusiness Oversight Compliance Specialist6 months contractAbout Compliance TeamThe Compliance operates as one team to drive the right customer outcomes and protect the integrity of the financial services markets through innovation.Compliance at the client's organisation is located across 31 Countries with approximately 1400 employees....
-
Senior HR Specialist
6 days ago
Singapore II-VI SINGAPORE PTE LTD Full timeRoles & ResponsibilitiesWe seek a detail-oriented and experienced Senior HR Specialist to join our HR team. This role will serve as the primary contact point for the Time and Attendance system (UKG Pro WFM) and oversee payroll processing and associated duties.Additionally, the Senior HR Specialist will support benefits administration, ensuring seamless HR...
-
Singapore WSH EXPERTS PTE. LTD. Full timeRoles & ResponsibilitiesPosition: Governance, Risk and Compliance SpecialistDuration:3 YearsDomain- Financial ServicesJob SummaryAs a Governance Risk and Compliance Specialist to join our team, this role is crucial in developing and maintaining a robust culture of technology and cybersecurity risk governance across our organization. The ideal candidate will...
-
Senior Specialist, Regulatory Affairs
6 days ago
Singapore INTERNATIONAL FLAVORS & FRAGRANCES (GREATER ASIA) PTE. LTD. Full timeRoles & ResponsibilitiesThis position will be responsible for the management of product registrations, product compliance or product safety and risk assessment for Animal Nutrition & Health. IFF applies expert science to advance market-driven, healthy, and sustainable solutions for the food/feed, beverage, dietary supplements, and many other industries. The...
-
Senior IT Specialist
2 weeks ago
Singapore Catholic Welfare Services, Singapore Full timeRoles & ResponsibilitiesJob Summary:We are seeking a skilled Senior IT Specialist to join our team. The ideal candidate will be responsible End User Computing for troubleshooting computer issues, ensuring IT audit and compliance requirements are met, and providing technical expertise in C# or .NET, server management, and network administration.Key...
-
AML Compliance Specialist
2 weeks ago
Singapore BULLIONSTAR PTE. LTD. Full timeRoles & ResponsibilitiesAbout BullionStar:BullionStar is a trusted and premier bullion dealer in the precious metals industry, providing customers with a convenient and secure platform to buy, sell, and store bullion. With a strong focus on transparency and regulatory compliance, we are committed to maintaining the highest standards of integrity in all our...
-
Senior Governance Specialist
17 hours ago
Singapore The GMP Group Full timeAbout the RoleWe are seeking a Senior Governance Specialist to join our team at The GMP Group. This is an exciting opportunity for a motivated individual to contribute to the development and implementation of our Human Resource Governance framework.Key ResponsibilitiesAssist in the coordination of external and internal audits on Human Resource, ensuring...
-
APAC Compliance Senior Specialist
3 weeks ago
Singapore WISE ASIA-PACIFIC PTE. LTD. Full timeRoles & ResponsibilitiesJob DescriptionSalary range: SGD 81k - 114k per annum + RSUs / MYR 85k - 132k per annum + RSUsThis role is located in Singapore / Kuala Lumpur.A bit about the role:As a member of the APAC Compliance team, you will work closely with Compliance Officers, Product, Operations and other teams to develop and implement testing and monitoring...
-
Compliance Specialist
2 weeks ago
Singapore ESTEEMED SEARCH PTE. LTD. Full timeRoles & ResponsibilitiesJob ResponsibilitiesReview customer due diligence (CDD) for AML and Combating the Financing of Terrorism (CFT) for corporate banking, deposit collection, global financial institutions, trade finance, and treasury investment. Conduct AML/CFT training programs and ensure full compliance with, amongst others, the requirements of the...
-
Senior Cybersecurity Specialist
3 weeks ago
Singapore TALENTSIS PTE. LTD. Full timeRoles & ResponsibilitiesWe are seeking an experienced Senior Cybersecurity Specialist to lead and strengthen our client's organization's cybersecurity governance, design and architecture. This is a direct permanent position with our client.Responsibilities:Develop, implement, and maintain cybersecurity governance frameworks, policies, and procedures. ...
-
Senior/ Manager, Office of Compliance
3 weeks ago
Singapore SINGAPORE HEALTH SERVICES PTE LTD Full timeRoles & ResponsibilitiesAs the Senior/ Manager in the Office of Compliance, you will play a crucial role in safeguarding SingHealth's integrity and reputation by ensuring adherence to regulatory requirements and ethical standards. Working with the Head of department, you contribute to maintaining public trust in our healthcare system and fostering a...
-
Senior/ Manager, Office of Compliance
3 weeks ago
Singapore SINGAPORE HEALTH SERVICES PTE LTD Full timeRoles & ResponsibilitiesAs the Senior/ Manager in the Office of Compliance, you will play a crucial role in safeguarding SingHealth's integrity and reputation by ensuring adherence to regulatory requirements and ethical standards. Working with the Head of department, you contribute to maintaining public trust in our healthcare system and fostering a...
-
Business Development Manager, Indochina Market
3 weeks ago
Singapore SPECIALIST RISK ASIA PACIFIC PTE. LTD. Full timeRoles & ResponsibilitiesSpecialist Risk Asia Pacific Pte Ltd is part of Specialist Risk Group (SRG), an integrated group ofinsurance intermediaries arranging specialist insurance for corporates operating in Asia Pacific and Internationally. With a reputation for taking on complex risk, SRG serves over 90,000 clients and places £1.1BN of premium into the...