Senior Regulatory Compliance Executive

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs near 200...

**Responsibilities**: - Advise local and regional management and business about regulations and local/regional compliance matters - Assist and advise client onboarding and AML related matters - Plan, design and execute the annual compliance review program; regularly select areas of operations for compliance review or self-assessment based on risk-based...

**About the role** The Senior Manager, Regulatory Compliance, Singapore will be a key member of the Global Risk and Compliance (GRC) team, assisting with the development and oversight of the company’s regulatory compliance framework and ensuring alignment with applicable laws and standards. Reporting to the Chief Compliance Officer (CCO), you will have...

We are seeking an AVP level Regulatory Compliance Officer to join the Compliance team of a leading payments platform. As a member of the Compliance team, you will play a supporting role in ensuring that the platform operates in compliance with relevant regulatory requirements. You will be responsible for assisting with various aspects of regulatory...

P- Posted by - Paul Zhong- Recruiter My client is an international private equity firm with global presence, due to expansion, they are seeking a senior director with expertise in SEC regulations and strong background working in Private Equity firms to join them in a Global Compliance role. Do note that this role is based in Singapore You will be required...

**Position Summary** This role is responsible for ensuring organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals. **Key Responsibilities** - Work hand in hand...

Posted by - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. **Job Role Description - Summary** The Compliance...

You will be required to - Manage and implement all aspects of the firm's global compliance program, including an internal compliance team and third party compliance analysts. - Assessing and responding to time-sensitive compliance-related inquiries from the senior leadership team, the legal and compliance team, the investor relations team, the operations...

**Job Role Description - Summary** The Compliance Analyst supports the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any...

T- Posted by - Tiffany Chen- RecruiterOur client, a globally recognized bank (QFB), is seeking a skilled Regulatory and Compliance Senior Officer (QFB) to join their team. **Main Tasks and Duties**: - Conduct the implementation of the branch compliance plan. - Respond to regulatory authorities’ routine queries and coordinate completion of surveys and...

We are a leading financial services provider committed to making decisions easier and lives better for our customers and colleagues around the world. From our environmental initiatives to our community investments, we lead with values throughout our business. To help us stand out, we help you step up, because when colleagues are healthy, respected and...

-Job description **Some careers open more doors than others.** If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...

Location**:Dubai** Reports to**:Regulatory Compliance Manager **Job Summary**: - Execute FPSO Regulatory Compliance activities in operational level, Coastal and Local requirement stemming from Coastal and Local State from project execution, design, renew life extension, construction, commissioning until handing over to Operations Department. - Organise and...

Roles & Responsibilities Responsibilities Ensure the entity complies with all applicable laws and regulatory requirements in Singapore. Develop, implement, and maintain compliance policies and procedures in alignment with MAS regulations. Identify and assess emerging compliance risks; escalate significant issues promptly to senior management and Group...

Roles & ResponsibilitiesResponsibilitiesEnsure the entity complies with all applicable laws and regulatory requirements in Singapore. Develop, implement, and maintain compliance policies and procedures in alignment with MAS regulations. Identify and assess emerging compliance risks; escalate significant issues promptly to senior management and Group...

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...

**What the role is** - As an inspector with the Supervision Division, you are responsible for supervising gambling licensees through risk-based reviews, and fosters licensees’ governance, compliance and risk awareness through licensees’ adoption of best practices and standards. You will report to Senior Assistant Director (Supervision) and be part of a...