Distribution Risk

3 weeks ago


Singapore PERSOLKELLY SINGAPORE PTE. LTD. Full time
Roles & Responsibilities

About the Client:

My client, a leading financial services institution known for its technological innovation and data-driven approach, is seeking a highly motivated and experienced Distribution Risk & Compliance Specialist to support its expanding compliance initiatives.

Job Purpose:

Ensure compliance and risk management across regional agency, FA, and bancassurance through governance and monitoring.

Key Responsibilities:

  • Review and update policies related to public prospecting, marketing, and recruitment compliance.
  • Conduct training and awareness programs on compliance guidelines for financial representatives.
  • Approve agency branding materials, including group names, logos, websites, and signage.
  • Monitor social media content to identify and address non-compliance with regulatory guidelines.
  • Develop tools and methods to enhance compliance monitoring and risk mitigation strategies.

Skills/Requirement:

  • Diploma, preferably in business, finance, or compliance-related fields.
  • Prior experience in the insurance sector or regulatory compliance is an advantage.
  • Strong communication skills with the ability to engage and train financial representatives.
  • Proactive, detail-oriented, and able to take accountability for compliance risk management.
  • Adaptable to change, with a high level of integrity and teamwork mindset.

If you are an experienced compliance professional with a background in risk management, governance, and financial services regulations, and are seeking your next career move, we invite you to apply online or reach out directly.

To Apply: Apply online now or contact me to discuss this new opportunity at Naveen_Vasudevan@persolkelly.com.au

We regret to inform you that only shortlisted candidates will be contacted.

PERSOLKELLY Singapore Pte Ltd
• EA License No.01C4394
• EA Registration No. R1330844 (Naveen Vasudevan)

This is in partnership with Employment and Employability Institute Pte Ltd ("e2i"). e2i is the empowering network for workers and employers seeking employment and employability solutions. e2i serves as a bridge between workers and employers, connecting with workers to offer job security through job-matching, career guidance and skills upgrading services, and partnering employers to address their manpower needs through recruitment, training, and job redesign solutions. e2i is a tripartite initiative of the National Trades Union Congress set up to support nation-wide manpower and skills upgrading initiatives. By applying for this role, you consent to e2i's PDPA.

By sending us your personal data and curriculum vitae (CV), you are deemed to consent to PERSOLKELLY Singapore Pte Ltd and its affiliates to collect, use and disclose your personal data for the purposes set out in the Privacy Policy available at https://www.persolkelly.com.sg/policies. You acknowledge that you have read, understood, and agree with the Privacy Policy.

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Tell employers what skills you have

Risk Governance
Regulatory Compliance
regulatory compliance risk
Project Governance
Governance
Risk Management
Risk Analysis
Risk Mgmt
Compliance
Communication Skills
Regulatory Requirements
Financial Services
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