Distribution Compliance Analyst

2 weeks ago


Singapore PERSOLKELLY SINGAPORE PTE. LTD. Full time
Roles & Responsibilities

About the Client:

With a strong presence in Singapore, this top-tier financial institution provides comprehensive solutions tailored to meet the needs of their customers.

Responsibilities:

This role is centered on maintaining compliance within the distribution network by conducting agency reviews, ensuring standards alignment, and providing advisory guidance to representatives.

  • Support daily compliance operations and assist with the team's functions.
  • Monitor competency standards for compliance with industry guidelines.
  • Review cases flagged by monitoring systems, ensuring swift follow-up.
  • Coach representatives on compliance in sales and sales management.
  • Conduct trend analysis to identify potential risks in advisory practices.

We're looking for a detail-oriented professional with experience in compliance or audit within financial services or insurance.

Skills/Requirement:

  • Bachelor's degree in a related field; financial compliance experience preferred.
  • 1+ years in compliance/audit in financial or insurance services.
  • CMFAS certifications (M5, M9, M9A, HI) advantageous.
  • Proficient in MS Office (Excel, Word, PowerPoint, Outlook).
  • Strong communicator with an eye for detail and integrity.

If you're ready to bring your compliance expertise to a respected financial services brand, apply now to join a team dedicated to enhancing compliance standards across the region.

To Apply: Apply online now or contact me to discuss this new opportunity at Naveen_Vasudevan@persolkelly.com

We regret to inform you that only shortlisted candidates will be contacted.

PERSOLKELLY Singapore Pte Ltd
• EA License No.01C4394
• EA Registration No. R1330844 (Naveen Vasudevan)

This is in partnership with Employment and Employability Institute Pte Ltd ("e2i"). e2i is the empowering network for workers and employers seeking employment and employability solutions. e2i serves as a bridge between workers and employers, connecting with workers to offer job security through job-matching, career guidance and skills upgrading services, and partnering employers to address their manpower needs through recruitment, training, and job redesign solutions. e2i is a tripartite initiative of the National Trades Union Congress set up to support nation-wide manpower and skills upgrading initiatives. By applying for this role, you consent to e2i's PDPA.

By sending us your personal data and curriculum vitae (CV), you are deemed to consent to PERSOLKELLY Singapore Pte Ltd and its affiliates to collect, use and disclose your personal data for the purposes set out in the Privacy Policy available at https://www.persolkelly.com.sg/policies. You acknowledge that you have read, understood, and agree with the Privacy Policy.

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Operations
Trend Analysis
Regulations
Business Improvement
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Compliance
Sales Operations
Compliance Audits
Audit
Distribution
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