Junior Compliance Officer
2 weeks ago
The Role
- Lead preparation of periodic compliance reports/reviews and filing of regulatory filings and reporting to satisfy regulator and firm management requirements
- Assist with compliance and other regulated related matters with external compliance advisors
- Promote compliance awareness in the firm
- Bachelors degree (or equivalent) and 13 years of relevant experience with an asset management firm, securities regulator, broker, lawfirm, or compliance consultant;
- Good communication and interpersonal skills
- Ability to work well under pressure
Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided.
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Compliance Officer
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