Compliance Officer

**Job description for Compliance OfficerCompliance function and scope below:1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office.2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to.3 Develop, review...

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

Compliance Officer (1 year renewable contract)Looking to expand your compliance knowledge and experiences in Private Banking Sector?Partnering with an internationally established private bank, we are seeking experienced Compliance professionals handling the account opening work for the local office. You will also focus on the Greater China market. You will...

About AETOS:AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies.AETOS Support Services Pte Ltd is a...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin...

Our Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

Build your Career in CompliancePromiseLand Independent is a leading independent financial advisory (IFA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and advisers. More than that we provide our staff an exciting, fulfilling...

Charterhouse is collaborating with a Payment Solutions company seeking a Compliance Manager to join their team. An exciting opportunity for proactive individuals aiming to advance in a fast-paced setting, while taking on a diverse role as the Compliance Officer.RESPONSIBILITIES:- Report to the Regional Head to ensure compliance with the Payment Services Act...

Charterhouse is collaborating with a Payment Solutions company seeking a Compliance Manager to join their team. An exciting opportunity for proactive individuals aiming to advance in a fast-paced setting, while taking on a diverse role as the Compliance Officer.RESPONSIBILITIES:- Report to the Regional Head to ensure compliance with the Payment Services Act...

We are an industrial REIT Company listed on the Singapore Stock Exchange and with a well-established presence in Singapore. We are looking for a Compliance Officer with an eye for detail but able to work efficiently, accurately and as carry out other regulatory reporting tasks.Responsibilities: Provision of compliance advisory to support the business...

Role and Responsibilities: Advising on MAS OTC Derivatives Reporting requirements and global trading regulations. Managing SEBI FPI license compliance and maintaining the firm's restricted trading list. Providing realtime trading guidance, overseeing regulatory reporting, and tracking changes in regulations. Reviewing/drafting compliance documentation and...

Job Information:Industry Payments / FinTechWork Experience 13 yearsCity SingaporeState/Province SingaporeCountry SingaporeZip/Postal Code CubePay is now hiring Compliance Officer to join our Compliance Team in Singapore to help us build up our business activities. If you seek new career advancement in digital payment, we look forward to discussing this...

Compliance OfficerOur client is a bank.Job Description:. Attached to Financial Compliance Department. Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review. Engage the Front Office to obtain the KYC and transactional information and supporting/corroborative documents and...

Aptitude Asia SingaporePosted 10 minutes ago Contract Competitive P Posted by Priscilla Li RecruiterFollow Our client, a financial Service Company, is looking for a Contract Compliance Officer to ensure regulatory compliance in Singapore.Responsibilities: Monitor compliance with applicable laws and regulations, as well as internal policies and procedures....

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Compliance Officer - Permanent - OnsiteProclinical are recruiting for a Compliance Officer to join a medical device organisation. This role is on a permanent basis and is located in Singapore.Please ensure that you are eligible for working in the location without any sponsorship or relocation assistance.Responsibilities:Gauge business risk and conduct gap...

Vance Group LtdVance Group is a diversified and financially strong business group headquartered in Singapore. Our companies produce and trade biodiesel and oleochemicals in Malaysia and Singapore. Vance Group has been growing rapidly and is looking for dynamic, independent and results-oriented individuals to add to our team.Individuals who generate strong...