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Director - Compliance Assurance (Global Markets)
2 weeks ago
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- Posted by
Sophia Lin
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- Our client is a global bank with a strong presence in Singapore and the APAC region. They are looking for an experienced Compliance Assurance specialist to join their team. The Second Line Assurance function belongs to a global team within the Compliance function and provides independent, effective, and riskbased assurance across nonfinancial risktypes.
- Has over 12 years of audit/banking experience
- Has a university degree in business/accounting or equivalent
- Min 7+ years of prior compliance review or assurance experience
- Able to advise stakeholders on possible risk management responses to identified risks and / or issues from assurance reviews. To support them in the execution of mitigating actions.
- Has a background in audit, compliance and or risk management and has worked in financial markets related projects before.
- Previous experience with Financial Markets Subject matter, and securities regulator a plus
- Experience interpreting regulatory rules applicable to Financial Markets
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- Excellent oral and written communication skills.
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- Job ID JOB10462
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