Onboarding and Compliance Manager – Trading and Brokerage Firm

4 days ago

Singapore Ethos BeathChapman Full time
Onboarding and Compliance Manager – Trading and Brokerage Firm

Join to apply for the Onboarding and Compliance Manager – Trading and Brokerage Firm role at Ethos BeathChapman

Onboarding and Compliance Manager – Trading and Brokerage Firm

4 days ago Be among the first 25 applicants

Join to apply for the Onboarding and Compliance Manager – Trading and Brokerage Firm role at Ethos BeathChapman

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The Role
My client is a boutique Trading firm we are looking for an Onboarding and Compliance professional in SG. This is a new headcount due to their strong expansion plans. Reporting up to the General Manager, you will be overseeing all onboarding and compliance work with the business.
Responsibilities:

  • Oversee all AML Compliance policies and framework within the business
  • Onboarding and KYC of new customers.
  • Implement and enhance the AML / CFT / Sanctions and Anti Bribery related
  • Monitor any high risk transactions and perform Risk assessments for the business
  • Assess the impact of the Risk profile, and mitigate any gaps within the business
  • Monitor any changes in regulatory developments and ensure the AML policies are in line with laws and regulations
  • Carry out investigation work should there be any alerts, red flags etc
Requirements:
  • At least 3 to 5 years of Onboarding and Compliance experience
  • Ideally from a regulated Trading or Brokerage firm
  • Strong working knowledge of SFA, FATCA, CRS, etc.
  • Ability to manage and work with regional stakeholders
Take charge of this opportunity to welcome a new career challenge in 2025
EA Personnel No. R
BeathChapman Pte Ltd
Licence No. 16S8112 Seniority level
  • Seniority level Not Applicable
Employment type
  • Employment type Full-time
Job function
  • Job function Legal

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