Compliance Manager, Securities Trading

L- Posted by - Loretta Chan- Director Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore. Key responsibilities: - Cover a full spectrum of Compliance scope includes regulatory compliance, internal...

Our client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore. Key Responsibilities - Work as a team to provide...

**Job Scope/Description**: - Process trade confirmations and settlements for securities - Liaise with custodians, counterparties, front office to resolve trade disputes and discrepancies for timely settlements - Perform reconciliations of securities holdings and communicate/resolve breaks - Assist with SOP writing of trading operations workflows, settlement...

Our client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for Senior Executive, Compliance and the role is based in Singapore. Key Responsibilities - Work as a team to provide...

My client is a growing, global Securities firm with a strong presence in APAC. They are seeking a Compliance Manager specializing in FX and Options (Derivatives) Products to join their team. In this pivotal role, you will be responsible for ensuring adherence to regulatory requirements and internal policies specifically related to FX and Options trading...

Job Opportunity:About the Role:We seek an experienced professional to oversee trade compliance, business contracts, and regulatory programs.The ideal candidate will ensure adherence to trade regulations, internal policies, and regional legal frameworks.Responsibilities include providing guidance and training to employees on legal, compliance, and security...

Job Scope/Description:Process trade confirmations and settlements for securities Liaise with custodians, counterparties, front office to resolve trade disputes and discrepancies for timely settlements Perform reconciliations of securities holdings and communicate/resolve breaks Assist with SOP writing of trading operations workflows, settlement procedures...

Our client is a regional securities brokerage firm that they provide fully integrated services to clients to access forex, futures, options, commodities, derivatives products etc. As the business continues to grow, they are looking for an Assistant Manager / AVP, Compliance. The role reports to Head of Compliance and it is based in Singapore Key...

Regional Trade Compliance ManagerA key role in our company's ongoing transformation projects, responsible for leading trade compliance systems across Singapore and Malaysia.Key Responsibilities:Lead trade compliance management systems ensuring regulatory compliance with local laws and corporate policies.Drive a culture of compliance through audits and...

Job Summary:Trade Compliance ManagerWe are seeking a seasoned Trade Compliance Manager to oversee our trade compliance programs, ensuring seamless execution of all regulatory requirements.Key Responsibilities:Develop and implement effective trade compliance strategies, aligning with regional legal frameworks and internal policies.Provide expert guidance on...