Onboarding and Compliance Manager – Trading and Brokerage Firm

Onboarding and Compliance Manager – Trading and Brokerage Firm Join to apply for the Onboarding and Compliance Manager – Trading and Brokerage Firm role at Ethos BeathChapman Onboarding and Compliance Manager – Trading and Brokerage Firm 4 days ago Be among the first 25 applicants Join to apply for the Onboarding and Compliance Manager – Trading and...

Onboarding Manager, Brokerage (Contract)Join to apply for the Onboarding Manager, Brokerage (Contract)role at Michael Page Onboarding Manager, Brokerage (Contract)3 days ago Be among the first 25 applicants Join to apply for the Onboarding Manager, Brokerage (Contract)role at Michael Page Get AI-powered advice on this job and more exclusive features. Chance...

**Responsibilities**: - Provide compliance updates/advice to the business related to securities trading/brokerage/fund management businesses - Perform KYC/AML and monitor client accounts, assist in client onboarding - Work closely with the senior management to liaise with regulators to ensure the regulatory requirements are aligned and properly enforced -...

The Role My client is a boutique Trading firm we are looking for an Onboarding and Compliance professional in SG. This is a new headcount due to their strong expansion plans. Reporting up to the General Manager, you will be overseeing all onboarding and compliance work with the business.Responsibilities: Oversee all AML Compliance policies and framework...

A reputable quant investment firm is looking to hire a newly created headcount that will cover both legal & compliance functions. The role will focus on Singapore to begin with and expand towards Hong Kong in the near future and potentially other locations within the APAC region. Some of the key responsibilities will include: Legal - Provide legal advice on...

**Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-179437 **Contact** Khai Anwar- **Contact phone** - 6692 9359 - **Posted** about 2 hours ago - New KYC/Onboarding opportunity - Rare opportunity in a Commodities brokerage - Familiarity with local regulations desired Our Client is a global...

**Responsibilities**: - Configure, integrate, test, and lead implementation projects, support Prime Brokerage connections and workflows to onboard new clients - Support clients technically and with legal and compliance requirements - Customize post-trade clearing workflows for clients - Work closely with the clients and the business team on client queries,...

**Responsibilities**: - Develop FIX API integrations, and support Prime Brokerage connections and workflows to onboard new clients - Support clients technically and with legal and compliance requirements - Customize post-trade clearing workflows for clients **Requirements**: - Onboarding experience including FIX connectivity at a Tier 1 firm/bank - Strong...

Job Title: Onboarding and Compliance OfficerTo oversee all Anti-Money Laundering (AML) compliance policies and frameworks within the business.To onboard and conduct Know-Your-Customer (KYC) procedures for new customers.To implement and enhance AML/CFT/Sanctions and Anti-Bribery related policies and procedures.To monitor high-risk transactions, perform risk...

Roles & ResponsibilitiesChance to contribute to enhancing processes and operational efficiency. Good employee benefitsAbout Our ClientOur client is a UK-headquartered global financial services provider that specializes in online trading and investing. Founded in 1990s, it has grown into a publicly listed firm on the London Stock Exchange and is part of the...