Distribution Compliance Officer

7 days ago

Singapore Prudential Assurance Company Singapore Full time
Overview

Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

Job Description

  • Ensures that compliance reporting, misconduct trend and data analysis related to distribution channels are completed within stipulated timelines by the team.
  • Ensures that thorough analysis is conducted into suspected agency misconduct issues, recommends and ensures appropriate actions are taken to address substantiated undesirable sales behaviour.
  • Engages customers and distribution channels to obtain information for a fair and thorough assessment of alleged misconduct.
  • Maintains discipline and compliance to prescribed market and business conduct for the distribution channels.
  • Competent and conversant with the relevant contents and requirements of applicable regulations, industry standards, Regional Compliance Standards and PACS' business rules (preferred).
  • Participates and delivers projects and/or initiatives to meet internal and regulatory requirements and improve internal process efficiencies.
Who We Are Looking For Competencies & Personal Traits
  • Effective communicator and influencer
  • Effective in problem solving
  • Effective in project management and change management
  • Good understanding of financial industry, and familiar with insurance operations (preferred)
  • Familiar with FAA and MAS regulations and industry guidelines applicable to insurance industry (preferred)
Working Experience
  • Preferably at least 2 years of experience with in-depth data analysis and project management
  • Experience in data analysis related to insurance sales and/or agent misconduct would be an added advantage
Education
  • Degree in any discipline
  • High proficiency in use of Excel and/or data analytics (such as PowerBI, Python)
  • Relevant insurance qualifications (such as M5, M9, etc)

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

Seniority level
  • Associate
Employment type
  • Full-time
Job function
  • Legal

Get notified about new Compliance Officer jobs in Singapore, Singapore .

#J-18808-Ljbffr

  • Distribution Compliance Officer

    1 day ago

    Singapore Prudential Hong Kong Limited Full time

    Distribution Compliance Officer page is loaded## Distribution Compliance Officerlocations: Singaporetime type: Full timeposted on: Posted 4 Days Agojob requisition id: Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and...

  • Distribution Compliance Officer

    5 days ago

    Singapore Prudential Hong Kong Limited Full time

    Distribution Compliance Officer page is loaded## Distribution Compliance Officerlocations: Singaporetime type: Full timeposted on: Posted 4 Days Agojob requisition id: Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated...

  • Distribution Compliance Officer

    2 weeks ago

    Singapore Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Distribution Compliance Officer

    1 week ago

    Singapore Prudential Assurance Company Singapore Full time

    Overview Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we...

  • Distribution Compliance Officer

    1 day ago

    Singapore Prudential Assurance Company Singapore Full time

    Overview Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we...

  • Distribution Compliance Officer

    2 weeks ago

    Singapore Prudential Plc Full time $104,000 - $130,878 per year

    Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...

  • Distribution Compliance Officer

    1 week ago

    Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    Roles & Responsibilities Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...

  • Distribution Compliance Officer

    3 days ago

    Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    Roles & Responsibilities Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...

  • Distribution Compliance Officer

    2 weeks ago

    Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    Roles & ResponsibilitiesPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...

  • Distribution Compliance Officer

    2 weeks ago

    Singapore beBeeCompliance Full time $80,000 - $120,000

    Job OverviewAs a Distribution Review Manager, you will play a critical role in ensuring the fitness and propriety of our distribution network.Key ResponsibilitiesAdminister and conduct assessments under the Fit & Proper framework and the Replacement of Policy framework.Manage Reference Checks, Surveys and Span of Control (SOC) processes.Review these...