Assistant Vice President, AML KYC CDD group

4 weeks ago

Singapur, Singapore SUMITOMO MITSUI BANKING CORPORATION Singapore Branch Full time

Responsibilities

  • Perform preliminary due diligence checks for deal teams for new potential deals.
  • Engage in discussions with deal teams to understand and help to troubleshoot on issues that may arise during the document procurement process.
  • Drawing up ownership structures, transaction structures and funds flow structures from documents provided by clients.
  • Review and ensure documents collected for KYCs are complete and properly certified in accordance with regulatory and internal requirements.
  • Perform various due diligence checks on clients on external and internal platforms and databases.
  • In addition to providing adequate mitigations and thorough risk assessments, ensure accurate data inputs on eKYC and conduct independent validation on documents provided by clients.
  • Raise exceptional handling memos where required. Conduct risk assessments to address on trigger events and/or adverse news (among others) as well as memos for existing clients applying for new facilities.
  • Raise preliminary assessment memo for deferred completion of KYC for advisory transactions.
  • Conduct annual KYC reviews/ trigger reviews within stipulated due dates and with minimal reworks.
  • Review daily AML alerts escalated to the department and ensure prompt and timely closure of alerts.
  • Provide support on other AML/ KYC related matters as may be required for any other reports/ projects/duties as well.

Requirements

  • Bachelor’s Degree with experience in corporate/ project finance KYCs preferred.
  • Certifications in AML would be an added advantage.
  • Familiar with regulatory requirements pertaining to KYC/ AML eg MAS Notice 626.
  • Meticulous, proactive, organized and motivated.
  • Team player who is able to multi-task and prioritize work.
  • Possess good interpersonal skills and communicate effectively with internal and possibly external customers.
  • Proficient in Microsoft Office applications and internet search tools.
#J-18808-Ljbffr

  • Vice President, Team Lead of Client KYC Group Asia

    1 week ago

    Singapur, Singapore MUFG Bank, Ltd Full time

    Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term...

  • Officer/Assistant Vice President

    1 week ago

    Singapur, Singapore Bank of America Full time

    Overview Officer/Assistant Vice President - AML Refresh Operations - Global Banking and Global Markets role at Bank of America. The Periodic Refresh Team in Global Banking & Global Markets Operations ensures periodic refreshes or reviews are completed within the stipulated timelines and in line with regulatory requirements. The team supports AML/CDD checks,...

  • Vice President, GCIB KYC Onboarding, Singapore

    1 week ago

    Singapur, Singapore Bank of America Singapore Full time

    Overview At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our...

  • Vice President, GCIB KYC Onboarding, Singapore

    3 weeks ago

    Singapur, Singapore MERRILL LYNCH GLOBAL SERVICES PTE. LTD. Full time

    Overview At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving Responsible Growth is being a great place to work for our...

  • Officer/Assistant Vice President

    1 week ago

    Singapur, Singapore Bank of America Singapore Full time

    Overview Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This...

  • Assistant Vice President

    4 weeks ago

    Singapur, Singapore The Citco Group Limited Full time

    Join to apply for the Assistant Vice President - Private Equity role at The Citco Group Limited Join to apply for the Assistant Vice President - Private Equity role at The Citco Group Limited Get AI-powered advice on this job and more exclusive features. Job DescriptionAssistant Vice President - Private EquitySingaporeAbout CitcoCitco is a global leader...

  • Vice President, Data Analytics

    4 weeks ago

    Singapur, Singapore UOB Full time

    Join to apply for the Vice President, Data Analytics role at UOB 1 week ago Be among the first 25 applicants Join to apply for the Vice President, Data Analytics role at UOB About UOB About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...

  • Officer/Assistant Vice President

    1 week ago

    Singapur, Singapore Bank of America Full time

    Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients, teammates, communities and shareholders every day. Being a Great Place to Work is core to how we drive Responsible Growth. This includes our...

  • CDD Operations Lead Analyst

    4 weeks ago

    Singapur, Singapore CIMB Full time

    Conduct customer due diligence (CDD) checks for all new and existing clients in accordance with Singapore and CIMB Group’s regulatory requirements. Perform enhanced due diligence (EDD) on high-risk customers (individuals or entities) Review and validate customer information, documents, and other data related to customer accounts. Collect and verify KYC...

  • Assistant Vice President, Compliance Advisory

    4 weeks ago

    Singapur, Singapore MUFG Full time

    Assistant Vice President, Compliance Advisory Join to apply for the Assistant Vice President, Compliance Advisory role at MUFG Assistant Vice President, Compliance Advisory Join to apply for the Assistant Vice President, Compliance Advisory role at MUFG Get AI-powered advice on this job and more exclusive features. Do you want your voice heard and your...