Associate / Senior Associate, Product Control

1 month ago


Singapur, Singapore CGS-CIMB Securities Full time

Roles & Responsibilities

About the role


CGS-CIMB Securities (CGS-CIMB) is a leading integrated financial services provider in Asia. It is a joint venture between China Galaxy International Financial Holdings Limited, a wholly owned subsidiary of China Galaxy Securities Co. Ltd., and CIMB Group Sdn Bhd.

Through a network of local offices, branches, and strategic partners, we have a direct global presence in 15 countries and territories, providing a truly Asian perspective. We are well-positioned as Asia’s leading financial gateway with a core focus on deep-dive research and in-depth analysis on equities and financial products.


Job Description:


1) Support Product Control team in the preparation and review of daily, weekly and month-end reporting, process including:

  • Extraction of trade information from various data sources and transformation of data into reports through MS Excel computations and compilation.
  • Responsible for completing all applicable reconciliations and all issues identified/resolved in a timely manner.
  • Coordinate with external parties on transactions discrepancies.
  • Monitoring of house accounts transactions, including but not limited to:
    • To ensure that the relevant Profit and Loss of trading desks are correctly reported on a daily basis and at month end

2) Monitoring of daily end-day position

  • Maintain and track share borrowing and lending position, collateral placed and related fees
  • Monitoring of single security exposure
  • Documenting and following up of error trades
  • Monitor restricted counter’s transactions
  • Reporting of shareholding % per regulatory requirement

3) Support back office functions for Securities Borrowing and Lending (SBL) team.


4) Participate in the implementation of a new house accounts monitoring system


5) Support ad-hoc requests


6) Assist to identify process bottlenecks and support workflow process improvement


Requirement:

  • Diploma or Degree in Accounting / Business / Finance or equivalent
  • Self-starter able to use own initiative
  • Excellent PC skills (particularly Excel) and highly numerate
  • Analytical and good problem solving skills
  • Meticulous, strong attention to detail and accuracy.
  • Ability to work effectively both independently and as part of a team.
  • Good organization skills with the ability to manage several tasks and work well under pressure.


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