Regulatory Change Expert

5 months ago

Singapur, Singapore SG10 - BJB Bank Julius Baer & Co. Ltd., Singapore Branch Full time

At Julius Baer, we celebrate and value the individual qualities you bring, enabling you to be impactful, to be entrepreneurial, to be empowered, and to create value beyond wealth. Let’s shape the future of wealth management together.

Julius Baer is a leading Swiss private bank, a premium brand in global wealth management, and the largest pure play wealth manager in Singapore. You will be part of the Regulatory Business Transformation (RBT) team, a global setup focused on Change the Bank activities with a regulatory background within the COO Division, and reporting to Head RBT APAC. Our part in creating the bank of the future is to own regulatory change in a way that safeguards our business while strengthening Julius Baer’s reputation. Our ambition is not only to meet regulatory requirements, but to support our clients and strategic goals. Together with your team and the various stakeholders in the bank you find pragmatic approaches on how to translate regulation into business-friendly solutions.

YOUR CHALLENGE

The role of a Regulatory Transformation Expert offers a complex job profile combining internal consulting with ownership responsibility for specific deliverables within the Bank’s broad project portfolio. For this exciting and challenging role, we are looking for an experienced change professional, who is passionate to find sound and pragmatic solutions to regulatory challenges. Someone who also has a good understanding and can read quickly into new and changing regulatory topics and guidelines (including but not limited to corporate governance & fair dealing guidelines, digital client platforms) in Singapore and Hong Kong.

Key features of the role include:

Project Management

Taking ownership and delivery responsibility for standalone regulatory projects and regulatory streams within larger business or technology programmes (project management) Drive stakeholder alignment across CRO, Product Owners, other control functions as well as Business & IT to help design compliant processes for new solutions and tools Structure and facilitate risk discussions in relevant forums and decision bodies Manage cross-functional project teams including external consultants as per project structure

Legal & Regulatory Consulting

Provide regulatory expertise in a broad number of areas (e.g. data, technology risk management, AML/KYC, & other regulatory / risk management topics for innovative use cases) Analyse the impact of new or changing regulations on bank’s business, op model and processes Develop sound and tangible business requirements to address regulation, including the design of related business processes and IT solutions (user stories) Support the respective project teams and product owners in drafting of memos, developing internal policies and guidelines, preparing the notifications of new solutions to regulators etc. Liaise and coordinate on regulatory questions with internal and external legal experts and consultants

Regulatory Responsibilities &/Or Risk Management

Demonstration of appropriate values and behaviours including but not limited to standards on honesty and integrity, due care and diligence, fair dealing (treating customers fairly), management of conflicts of interest, competence and continuous development, adequate risk management, and compliance with applicable laws and regulations

RANK

Director

YOUR PROFILE

Professional and Technical

University degree in Law, Finance and/or regulatory audit/consulting background in banking 8-10 years plus experience in managing regulatory projects in financial sector, preferably in private banking industry, or equivalent experience as a consultant Strong knowledge of key regulations and respective processes such as AML/KYC, Consumer Protection (i.e. Suitability, Regulatory Pricing), Data Privacy, Corporate Governance, Technology Risk Management (TM-E-1), Front Risk Management and other risk management topics Solid experience in both business analysis and change management (project structuring & planning, task tracking, managing budget, performing management updates, moderate steering cos etc) Experience with assessing regulatory impact on business processes and technology (identification of problems, solution options, opportunities) and providing foundation/input to solution design and leading the implementation of such changes Familiarity with Regtech solutions and experienced in regulatory assessment for Fintech solutions in general (e.g. MAS guidelines on technology risk management and outsourcing) Solid knowledge of private banking value chain and investment products / processes Hands on agile (SAFe is beneficial) experience and Jira. Proficiency in writing both user stories for scrum teams and business requirements documentation Prior experience in consulting is a strong asset

Personal and Social

Strong analytical and conceptual skills Structured, independent, able to prioritize under pressure and navigate ambiguity Big picture thinking, problem solving and hands-on personality Excellent communication and stakeholder management skills Experience in international working environments Able to handle spoken and written communication with internal / external stakeholders where the main language used is English

We are looking forward to receiving your full job application through our online application tool.

  • Regulatory Change Specialist

    1 month ago

    Singapur, Singapore SG10 - BJB Bank Julius Baer & Co. Ltd., Singapore Branch Full time

    At SG10 - BJB Bank Julius Baer & Co. Ltd., Singapore Branch, we're shaping the future of wealth management together. Our Regulatory Change Expert role is a complex job profile combining internal consulting with ownership responsibility for specific deliverables within the Bank's broad project portfolio.Key Responsibilities:Take ownership and delivery...

  • Risk and Regulatory Compliance Expert

    1 month ago

    Singapur, Singapore Sia Partners Full time

    Job Title: Consultant- Risk and Regulatory ComplianceAbout the Role:We are seeking a highly skilled Consultant- Risk and Regulatory Compliance to join our team in Singapore. As a key member of our Risk and Regulatory Compliance team, you will play a critical role in supporting our clients in navigating complex regulatory landscapes and ensuring compliance...

  • Regulatory Operations Expert

    1 month ago

    Singapur, Singapore 0780 Deutsche Bank Aktiengesellschaft, Asia Pacific Head Office Full time

    About the RoleWe are seeking a highly skilled Regulatory Operations Expert to join our team in Asia Pacific Head Office. As a key member of our operations team, you will be responsible for ensuring the accurate and timely reporting of regulatory transactions to key APAC regulators.Key ResponsibilitiesEnsure overall regulatory adherence for HKMA, MAS, and...

  • Regulatory Compliance Expert

    1 month ago

    Singapur, Singapore GIC Private Limited Full time

    Regulatory Compliance Role at GIC Private LimitedGIC Private Limited is a leading global long-term investor, and we are seeking a highly motivated and experienced Regulatory Compliance Expert to join our team. As a key member of our Compliance Division, you will play a critical role in ensuring that our investment, trading, and operational activities comply...

  • Regulatory Risk Management Expert

    1 month ago

    Singapur, Singapore Northern Trust Corporation Full time

    About Northern TrustNorthern Trust is a leading global financial institution with a rich history dating back to 1889. As a Fortune 500 company, we have established ourselves as a trusted partner for individuals, families, and institutions seeking innovative financial solutions.Role OverviewThe Regulatory Risk Management team at Northern Trust is responsible...

  • Compliance Manager

    1 month ago

    Singapur, Singapore Worldline Full time

    About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Worldline. As a key member of our Compliance department, you will be responsible for ensuring that our regulatory reporting processes are accurate and compliant with industry standards.Key ResponsibilitiesAct as the guardian of the global and local Regulatory Reporting...

  • Regulatory Operations Specialist

    1 month ago

    Singapur, Singapore Goldman Sachs Full time

    About the RoleWe are seeking a highly skilled Regulatory Operations Specialist to join our team in Goldman Sachs. As a key member of our Derivative Trade Reporting team, you will be responsible for ensuring the accurate and timely submission of non-financial regulatory reports to regulators.Your Key ResponsibilitiesDevelop and maintain expert knowledge of...

  • Manager, Regulatory Affairs

    4 months ago

    Singapur, Singapore Thermo Fisher Scientific Full time

    : Lead SEA Q&RA team, develop the current talents and ensure sufficient resource to support the business growth. Implement effective regulatory and quality policy. Regulatory Partner to SEA collaborators - Commercial, Division Leaders, Channel Partners Operations and Distributors. Lead pre-market registrations to support business expansion and new...

  • Compliance Officer

    1 month ago

    Singapur, Singapore moomoo Full time

    Job SummaryThe Compliance Officer is a critical role within our organization, responsible for ensuring adherence to all relevant laws, regulations, and internal policies. This position involves overseeing surveillance services to detect behaviors that may violate regulatory rules or Moomoo's internal policies and procedures. Effective communication with...

  • Compliance Expert

    1 month ago

    Singapur, Singapore Capital Group Full time

    Capital Group is seeking a Compliance Expert to join our team.As a Compliance Expert, you will serve as a subject matter expert, providing direction and leadership to your team. You'll support the needs of internal departments and external entities, including the completion of regulatory business filings. You will answer questions, train, inform, and provide...

  • Regulatory Reporting Specialist

    1 month ago

    Singapur, Singapore GIC Private Limited Full time

    Regulatory Reporting & Investment Compliance RoleGIC Private Limited is a leading global long-term investor, and we are seeking a highly skilled Regulatory Reporting & Investment Compliance professional to join our team. As a key member of our Regulatory Reporting & Investment Compliance (RRIC) team, you will play a critical role in ensuring the firm's...

  • Compliance Associate

    1 month ago

    Singapur, Singapore Barings Full time

    At Barings, we value our associates and clients equally. We recognize and reward those who demonstrate personal and professional integrity, effective communication, and expertise in specific strategies. Our ideal candidate will have a strong understanding of international financial markets and regulatory oversight, risk management, and corporate...

  • Senior Vice President, Regulatory Compliance Expert

    1 month ago

    Singapur, Singapore HSBC Full time

    Unlock New OpportunitiesHSBC is seeking a high-calibre professional to join our team as a Senior Vice President, Regulatory Compliance. As a key member of our team, you will provide compliance advisory to the insurance business, exercising risk stewardship and fostering a strong compliance culture.Key ResponsibilitiesProvide proactive and practical advice on...

  • CB IB Operations

    6 months ago

    Singapur, Singapore 0780 Deutsche Bank Aktiengesellschaft, Asia Pacific Head Office Full time

    Description : Details of the Division and Team: RCP is dedicated to supporting our business in their goal to build long-term, sustainable relationships with the Bank’s key institutional clients, while delivering strong returns to stakeholders. The Regulatory Operations Expert will perform key functions that support and control the business in...

  • Regulatory Analyst

    3 months ago

    Singapur, Singapore Colt Technology Services Full time

    Colt provides network, voice and data centre services to thousands of businesses around the world, allowing them to focus on delivering their business goals instead of the underlying infrastructure.Short DescriptionProvide telecoms regulatory support, keep track of regional legislation, policy changes and industry regulations, and support on mitigation...

  • Regulatory Analyst

    3 months ago

    Singapur, Singapore Colt Technology Services Full time

    Colt provides network, voice and data centre services to thousands of businesses around the world, allowing them to focus on delivering their business goals instead of the underlying infrastructure. Short Description Provide telecoms regulatory support, keep track of regional legislation, policy changes and industry regulations, and support on...

  • Principal - Finacle Expert

    1 month ago

    Singapur, Singapore Infosys Singapore & Australia Full time

    Job Title: Principal - Finacle ExpertWe are seeking a highly experienced Principal - Finacle Expert to join our team in Infosys Singapore & Australia. As a key member of our team, you will be responsible for delivering best practice solutions and further developing your solution design, implementation, and project management skills.Key Responsibilities:Lead...

  • Regulatory Compliance Specialist

    1 month ago

    Singapur, Singapore IQ-EQ Full time

    Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at IQ-EQ.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely and accurate submissions.Provide expert compliance advice to clients on MAS regulations, helping them navigate complex regulatory...

  • Regulatory Affairs Specialist

    1 month ago

    Singapur, Singapore CorDx Full time

    Job Title: Regulatory Affairs ExecutiveCorDx is seeking a highly skilled Regulatory Affairs Executive to join our team. The successful candidate will be responsible for ensuring compliance with medical device regulations and laws in our regions of interest.Key Responsibilities:Prepare and manage registration dossiers for medical devices, including design of...

  • Regulatory Affairs Manager

    1 month ago

    Singapur, Singapore 812 GlaxoSmithKline Pte Limited Full time

    Job SummaryThe Regulatory Affairs Manager at 812 GlaxoSmithKline Pte Limited will lead the portfolio life cycle management, drive new registration filings, and manage regulatory activities and labelling updates for products in defined therapeutic areas.Key ResponsibilitiesPlan, strategize, and monitor regulatory filings for timely submissions and approvals...