Compliance, Specialist/Consultant, International Wealth

4 weeks ago

Singapur, Singapore AIA Full time

FIND YOUR 'BETTER' AT AIA

If you believe in better, we’d love to hear from you.

About the Role

Be part of our compliance team

We are looking for a Compliance Professional to support the Head of Risk and Compliance in implementing the compliance framework and program in order to ensure compliance with relevant statutes, regulations and internal Group standards and also to address and mitigate any regulatory, reputational and market conduct risks.

WHAT YOU WILL BE DOING

Responsible for engagement with internal and external partners to deliver Compliance's initiatives.

Responsible for the development and implementation of relevant Compliance policies and procedures that is vital to support the objectives and values of IW to manage regulatory risks.

Ensure effective communication of compliance and risk matters including timely and accurate reporting and/or escalation of such matters in accordance with relevant reporting and protocols to the Authority and/or AIA Group. These include Balanced Scorecard and FAA Misconduct etc.

Collaborating closely with Sales team to ensure quality recruitment of representatives and putting in place controls and programs to monitor and ensure quality business brought in by the representatives.

Develop or lead all aspects of development of structural approach and procedures to effectively handle representatives/sales staff misconduct, from receiving allegations to planning and conducting preliminary investigations to taking remedial/recovery actions

Develop and implement an effective education and engagement program through ongoing communication and training to build a strong culture of compliance and ethics

WHAT YOU WILL HAVE

Degree holder in an appropriate field (e.g. Accounting, Economics, Risk Management, Business Management or Law)

5 to 8 years of work experience in Regulatory and Market Conduct Compliance

In-depth understanding of the Insurance business preferred and, in lieu of insurance and financial services.

In-depth knowledge of Industry’s operations, regulations and guidelines

A highly disciplined and great teammate with the ability to work well with all partners

Good command of written and spoken English

Independent and ability to perform well in fast paced environments

Must be organized, meticulous and analytical

With high level of integrity and takes ownership and accountability of results

If you work at AIA, you play an important part in this movement. Which is why we give you every opportunity to learn, grow and shape your career - your way

Believe in better with AIA.

  • Financial Services Consultant

    4 weeks ago

    Singapur, Singapore Wealth Ascendants Full time

    We are looking for candidates who are considering the mid-career switch to join us as digital wealth advisors in our team. Existing financial advisers, insurance specialists/agents, bankers, and the bancassurance team seeking breakthroughs are welcome too and we offer a special package for experienced agents! We welcome candidates to apply if you want 1....

  • Senior Consultant/ Manager

    4 weeks ago

    Singapur, Singapore Sia Partners Full time

    Job description As a member of the Wealth Management Practice , you will apply your prior industry / consulting experience to manage key projects and initiatives for our clients. Successful candidates will have 5+ years of experience in Strategy, Target Operating Model Design or Business Transformation, and Implementation (SDLC/Agile) across Wealth...

  • Senior Compliance Officer

    4 weeks ago

    Singapur, Singapore The St. James’s Place Wealth Management Group Full time

    Member for 1 year 4 months Submitted by nparnell on Jun 22 2023 Main Purpose of Job The Senior Compliance Officer will be responsible for providing compliance oversight, monitoring and consultancy in respect of all MAS regulations relevant to the distribution business of SJP Singapore, as well as to research, manage and implement regulatory...

  • Intern, Wealth Management

    1 month ago

    Singapur, Singapore Phillip Securities Full time

    Intern, Wealth Management Project Scope and Duties: This position reports to a team supervisor or team manager who will provide guidance and on-the-job training to trainee. Trainees will be enrolled to our induction Training programme. This programme aims to provide comprehensive financial product and soft skill trainings. The Training Programme...

  • Premier Insurance Specialist

    3 weeks ago

    Singapur, Singapore HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

  • IT Compliance Specialist

    1 month ago

    Singapur, Singapore Marina Bay Sands Full time

    Primary Responsibilities At Marina Bay Sands, the IT Compliance – Specialist is responsible for managing, monitoring and tracking of IT controls across Governance, Risk and Compliance related programs within Information Services, compiling information related to regulatory enquiries. The main tasks will include: Document and monitor IT compliance...

  • Wealth Proposition Advisor

    4 weeks ago

    Singapur, Singapore AIA Full time

    FIND YOUR 'BETTER' AT AIA If you believe in better, we’d love to hear from you. About the Role As the Wealth Advisor, the jobholder is the subject matter expert on trust, tax and estate planning matters, and delivers our High Net Worth (HNW) services in driving our business in the segment. The jobholder will lead the development of related...

  • Area Sales Manager

    2 weeks ago

    Singapur, Singapore Link Compliance Full time

    Job Responsibilities:Collaborate directly with End-users, OEMs, and Channel Partners, spearheading our aftermarket business growth.Coordinate sales activities through selected channel partners in the territory.Enhance customer relationships at all levels, contributing to company growth.Deliver booking targets & growth strategies, managing bookings...

  • Associate Director, Premier Insurance Specialist

    2 days ago

    Singapur, Singapore HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

  • Personal Wealth Manager

    4 weeks ago

    Singapur, Singapore HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

  • Director Premier Elite

    4 weeks ago

    Singapur, Singapore HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

  • Recruitment Consultant

    4 weeks ago

    Singapur, Singapore Phaidon International Full time

    As a Recruitment Consultant at Phaidon International, you step into a role that promises a highly rewarding compensation package, and also opens the door to ample career development and global exposure opportunities. We recognise that our people are the key to our success, and we are dedicated to nurturing talents to thrive in our dynamic and collaborative...

  • Premier Elite Relationship Manager

    4 weeks ago

    Singapur, Singapore HSBC Full time

    Some careers shine brighter than others If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.  Wealth and Personal Banking...

  • Risk & Compliance, Specialist

    1 month ago

    Singapur, Singapore AIA Full time

    At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. Sound like you? Then read on. About the Role We are looking for an experienced Compliance Specialist to join our collaborative team to provide support in developing and implementing regulatory compliance policies for AIA FA WHAT YOU WILL BE DOING...

  • Principal Regulatory Compliance Specialist

    2 weeks ago

    Singapur, Singapore Oracle Full time

    We are looking for a Regulatory Compliance Specialist who is looking to grow their career in Cloud. You will be responsible for the support and implementation of scalable audit programs to support Oracle Cloud Infrastructure’s growth in regulated markets within the Japan, Asia Pacific, Australia, and China region with a specific focus in Japan. Career...

  • Intern, Group Compliance

    4 weeks ago

    Singapur, Singapore CapitaLand Full time

    Job Description You will work closely with the Group Compliance team to aid in their day-to-day operations. Responsibilities Support periodic REITs compliance reporting to the Audit Committee Support the team lead in carrying out audit procedures Review reports from respective reporting parties and prepare reporting documents Monitor regulatory...

  • Associate Director Premier Elite

    4 weeks ago

    Singapur, Singapore HSBC Full time

    Some careers have more impact than others.  If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth...

  • Associate Director Premier Elite

    3 days ago

    Singapur, Singapore HSBC Full time

    Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

  • International Services Manager, Client Acquisition and Direct Sales Team

    4 weeks ago

    Singapur, Singapore HSBC Full time

    Some careers open more doors than others. If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Wealth and...

  • FTA Specialist

    4 weeks ago

    Singapur, Singapore BDP International Full time

    Job Description   About PSA BDP:   PSA International is a leading port group and trusted partner to cargo stakeholders. PSA actively collaborates with its customers and partners to deliver world-class port services alongside, develop innovative cargo solutions and co-create an Internet of Logistics. PSABDP focuses on supporting cargo owners to...