Credit Admin Executive

4 months ago


Singapur, Singapore Phillip Securities Full time

Credit Admin Executive

Responsibilities:

Account Opening & Maintenance

Review account opening documentations to ensure completeness and compliance with regulatory rules and internal policies; Liaise with business units to gather missing client’s information and/or any other outstanding issues to ensure Customer Due Diligence (CDD) can be performed properly; Perform adverse checks on potential clients to identify any possible AML concerns and to escalate to senior management for approval; Response to queries from business units; Review submission of updates by existing clients as part of ongoing review.

Trading Limit Review

Review ad-hoc trading limit requests from business units and submit for senior management approval; Perform periodic review on clients’ existing limit to ensure they remain relevant.

License Representative Application & Maintenance

Review prospective license representatives’ profiles and conduct background checks to ensure they are fit and proper; Ensure license representatives comply with annual fit and proper requirements.

Requirements:

Diploma/Degree in any discipline Team player with good interpersonal skills Meticulous and able to deliver within tight deadline Self-motivated with the ability to multi-task in a dynamic environment Familiar with tools such as python, Macro, Tableau will be an advantage

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