Executive, Compliance

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

[Your Next Opportunity]Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...

**Location** Singapore, Central Singapore **Job Type** Permanent **Salary** $2,800 - $4,000 Per Month **Date Posted** 8 hours ago Additional Details **Job ID** 2591 **Job Views** 13 Roles & Responsibilities **Job Title**:ComplianceExecutive **Department**: Risk, Compliance & Safety **Reporting to**:Safety &** **Compliance Manager **Job...

Based in the north of Singapore, our Client is an industrial powerhouse committed to delivering quality, cutting edge technologies to their customers worldwide. They are looking for a Head of Legal and Compliance to join them. You will oversee the Company’s business conduct in compliance to local & international law and regulations. Managing a team, you...

Risk & Compliance ExecutiveIn this dynamic hands-on role, you will report to Senior Manager and collaborate with cross-functional teams on ERM and compliance related activities ensuring sound risk and governance across the group. Candidates with more extensive experience may be considered for the Senior Executive position.Key responsibilities include:•...

Compliance Manager / Deputy MLRO – Fintech (SG Build-Out)A global fintech payments group is establishing its Singapore hub and seeking a Compliance Manager / Deputy MLRO . This is a critical hire for a compliance professional with a strong legal grounding who wants to play a hands-on part in licensing, regulatory liaison, and AML/CFT program build-out. Key...

Ensure compliance with MAS regulations and the Payment Services Act.Conduct KYC, CDD, and transaction monitoring for AML/CFT.Maintain internal compliance frameworks, policies, and SOPs.File Suspicious Transaction Reports (STRs) when necessary.Support audits and regulatory inspections.Deliver staff training and promote compliance awareness.Diploma or Degree...

Highlights:Payment Service ProviderCareer Development and Growth OpportunitiesYearly IncrementPerformance BonusesLocation: Lavender / Bendemeer MRTWorking hours: 9am – 6pm (Monday to Friday)We are seeking a detail-oriented and proactive Executive, Risk & Compliance to strengthen our AML/CFT framework, risk management processes, and regulatory adherence in...

**[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...

**Your next opportunity** You will play a crucial role in assisting our organisation in maintaining regulatory compliance. Your responsibilities will encompass ensuring adherence to industry-specific and regulations, conducting compliance assessments, and collaborating with internal teams to implement best practices. This role offers an exceptional...