Compliance Manager

3 days ago


Singapore Danos Group Full time

About Our Client

Our client stands as a distinguished global financial services leader, specializing in commodities and financial markets. Renowned for its significant share in markets worldwide, the company operates with a unique advantage, providing clients with unparalleled access across major exchanges and cutting-edge technology-led services. This opportunity with our client presents a chance to contribute to and thrive in a dynamic and influential industry

Reporting to the global Head of compliance, the Regional Compliance Manager will be involved in the following:

- Manage relationships with regulators and partners, and handle queries, clarifications, and address concerns arising from AML and compliance activities.
- Monitor new services and product launches to ensure compliance with existing legal and regulatory requirements and guidelines.
- Oversee routine and non-routine compliance monitoring and assurance activities, with a primary focus on Singapore operations.
- Provide expert advice on compliance matters, including new business initiatives, transaction structures, and regulatory activities.
- Maintain strong relationships with key APAC regulators, emphasizing collaboration with the Monetary Authority of Singapore.
- Collaborate with Legal, Compliance, and support function teams regionally and globally to address cross-jurisdictional compliance matters.
- Conduct risk-based monitoring reviews as part of the Compliance Assurance Program.
- Ensure adherence to the company's regulatory requirements and contribute to the annual Compliance Risk Assessment Process.
- Lead internal and external audits of compliance and regulatory processes and procedures, respond to the results of the audits and assessments, remediate issues identified from the findings, and develop corrective action plans to implement.
- Create regular regulatory performance reports for the company, such as recommendations on strategy.

The Successful Applicant
- At least 10 years of compliance experience within the securities and brokerage industry
- Strong knowledge about the Singaporean regulatory landscape
- Excellent communicator with strong interpersonal and influencing skills.
- Strong stakeholder collaboration skills.

What's on Offer

Our client provides a unique opportunity in Singapore to help grow their regional footprint. This is a regional role offering good exposure and growth


  • Compliance Manager

    3 days ago


    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

  • Compliance Analyst

    1 week ago


    Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

    Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...


  • Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Account Manager

    2 weeks ago


    Singapore LINK COMPLIANCE PTE. LTD. Full time

    About Link Compliance Link Compliance is a leading global Employer of Record (EOR) and HR Solutions provider, helping businesses expand internationally and manage their workforce with confidence. We enable companies to hire talent anywhere in the world while ensuring full compliance with local employment laws and regulations. Position Overview We are seeking...


  • Singapore Link Compliance Full time

    Job Title: Cobbler (Luxury Retail)Location: Singapore Paragon Overview Company Overview: We are a next-generation luxury brand that has redefined modern fashion with a unique blend of craftsmanship, creativity, and innovation. With a strong global presence and a deep-rooted passion for excellence, we are committed to delivering iconic, high-quality products...


  • Singapore OT Security Governance & Compliance Full time $80,000 - $120,000 per year

    You will be part of a team responsible for maintaining governance oversight on PSA's security policies, standards, and best practices, and ensuring compliance with regulatory and enterprise requirements.Requirements:Processes a degree in Computer Engineering, Computer Science, Cybersecurity, Information Security, Electrical & Electronics Engineering or...

  • Senior Manager

    2 weeks ago


    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...


  • Singapore LINK COMPLIANCE PTE. LTD. Full time

    **Job Title**:Senior Store Manager/Retail Manager **Location**:Singapore **Reports to**:Brand GM **Company Overview** We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has...


  • Singapore Link Compliance Full time

    Overview Our client is a Luxury fashion brand with ready-to-wear, bags, and other accessories. Responsibilities Supporting Store Managers in organising, planning, and implementing strategies to achieve sales goals and overall store success. Collaborating closely with the Store Manager to achieve sales objectives by implementing sales strategies and...


  • Singapore Link Compliance Full time

    Job Title: Area Sales Director Southeast AsiaDepartment: SalesReports to: General Manager Position Summary We are looking for a seasoned sales leader with a proven track record in the industrial valve, piping, or fluid control systems industry to drive business growth across Southeast Asia. This role will manage regional teams, partners, and service centers...