Kyc Executive

3 days ago

Raffles, Singapore FINEXIS ADVISORY PTE. LTD. Full time

1 year exp

**Roles & Responsibilities**

We are looking for a KYC Executive (also known as Competency Executive internally) who will be part of the Distribution team in assisting to validate KYC submissions by our Financial Consultant to ensure it is in line with regulatory expectations and internal guidelines.

**Responsibilities**:

- Check and validate know-your-client submissions by consultants
- Support team managers and develop the regulated skills and competencies of the financial consultants
- Ensure effective governance and suitability standards are met at all times, with consultants consistently meeting fiduciary and regulatory expectations
- Ensure client interactions are appropriate at all times, and reflected in a high quality of record-keeping and service standards
- Train consultants and ensure they comply with Fair Dealing as well as training and development requirements
- Assist in project management and coordinate events aligned with core activities of the company

**Requirements**:

- At least 21 years of age due to MAS FAA requirement
- Outstanding interpersonal and communication skills and able to quickly form positive working relationship with others
- At least 1 year sales experience in financial sales preferred
- Having CMFAS paper M5, M9, M9a, HI, M8, M8a preferred

finexis advisory is one of the largest independently-owned financial advisory firm in Singapore. We specialise in comprehensive wealth management for both individual and corporate clients. With the support from our global partners and the focus on developing quality consultants in the firm, we aim to be the preferred financial advisory firm not only in Singapore, but also in the region.

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