Compliance Officer

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

A - Posted by Alicia Neo- Recruiter **Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple...

Our client is the investment arm of a large international diversified group, deploying its proprietary capital in both strategic targets as well as returns-focused investment opportunities. They are seeking to hire a Compliance Officer for their Singapore office. A self starter, you will manage the compliance function and report to Company MD and to Global...

**Job Description The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company’s compliance policies and procedures, and ensuring that all employees understand and adhere...

Ashford Benjamin are pleased to be partnering a global Quantitative Hedge Fund who have new headcount within their APAC Compliance function. The Compliance Officer will be responsible for the full suite of compliance duties, inclusive of both trade and general compliance. Reporting to the Chief Compliance Officer, your position will include business...

**Responsibilities**: - Ensure compliance with Banks Policy and Standards, relevant laws, regulations, controls and procedures of the Bank - Perform CDD/KYC/Compliance checks by conducting various Bank's internal searches - Liaising with the front office, back-office and clients on AML/KYC documentary requirements - Provide advice and support on Compliance...

**About Tradition** **About the Role** We are seeking a motivated Compliance Officer to join our Singapore office as part of the Singapore team. Reporting to the Singapore Compliance Manager and working with the APC regional team, you will play a key role in ensuring the business operates in full compliance with regulatory and internal standards. This is a...

Position DescriptionAs a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional cash...

**Requirements**: - A relevant degree in Finance, Business or Accountancy - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution - Knowledge in MAS rules and regulations - Keen interest in compliance with long term plans to remain in this field - Self-motivated and committed - Resourceful, motivated and willingness to...

This is an URGENT position that need immediate commencement. Aktivolabs is seeking a dedicated and experienced Compliance Officer to join their dynamic team. This role is crucial for ensuring the organization's adherence to legal standards and internal policies, particularly in the realms of data privacy and protection. You will work closely with the COO...