Compliance Officer

16 hours ago

Singapore TRADITION SINGAPORE PTE. LTD. Full time

**About Tradition**

**About the Role**

We are seeking a motivated Compliance Officer to join our Singapore office as part of the Singapore team. Reporting to the Singapore Compliance Manager and working with the APC regional team, you will play a key role in ensuring the business operates in full compliance with regulatory and internal standards. This is a hands-on role suited to someone who thrives in a fast-paced financial markets environment.

**Key Responsibilities**
- Manage day-to-day compliance operations including client & vendor onboarding, trade & communication surveillance, regulatory reporting, and staff queries.
- Monitor and assess regulatory developments affecting the business and advise management on potential impacts.
- Support engagement with regulators, exchanges, and affiliated companies on compliance matters.
- Deliver compliance training to employees, including induction for new joiners and periodic refresher sessions.
- Participate in annual risk assessments, maintain control documentation, and ensure policies and procedures are up to date.
- Promote a strong compliance culture by working closely with front-office and support teams.

**Requirement**
- Degree or equivalent in business or finance field
- At least 2 years of relevant working experiences
- Prior experience in an interdealer broker, futures company, bank or trading house within the financial industry will be advantageous
- Team player with strong communication skills
- Able to work independently on compliance tasks

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