Compliance Executive

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Based in the north of Singapore, our Client is an industrial powerhouse committed to delivering quality, cutting edge technologies to their customers worldwide. They are looking for a Head of Legal and Compliance to join them. You will oversee the Company’s business conduct in compliance to local & international law and regulations. Managing a team, you...

Compliance Manager / Deputy MLRO – Fintech (SG Build-Out)A global fintech payments group is establishing its Singapore hub and seeking a Compliance Manager / Deputy MLRO . This is a critical hire for a compliance professional with a strong legal grounding who wants to play a hands-on part in licensing, regulatory liaison, and AML/CFT program build-out. Key...

**[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...

Posted by: Joe Chua Recruiter View profile & contact Our Client is the REIT Manager of a prominent REIT listed on SGX. They are looking to add a Risk and Compliance Manager to the team based in Singapore. You will be responsible for the whole spectrum of risk management and compliance functions in support of the listed REIT. The Role - Advising...

**Compliance Executive** **Job description** - Monitor buyer fraud using platform tools and vendor fraud detection tools - Generate daily transactional data using SQL for external vendor’s transaction review - Review high risk transactions, investigate and analyze transactional data, and determine whether further action or escalation is required -...

**[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...

Our client in the banking industry is hiring an experienced KYC/AML Compliance professional. Team Lead, KYC Compliance - Private Banking This role will entail reporting to the Head of Legal & Compliance in Singapore with the main responsibilities of: - Manage and oversee all Singapore private wealth (PW) regulatory compliance matters, and lead the team -...

**Overview** - Develop project timelines and checklists for Trade Operations / Compliance, Warehouse, Freight Transportation, and Customer Service. - Monitor interdependencies and escalate risks through the channels. - Liaise and coordinate closely with cross-functionl team for the transition throughout all projects - Demonstrate understanding of market...

Job Title: Area Sales Director Southeast Asia Department: Sales Reports to: General Manager Position Summary We are looking for a seasoned sales leader with a proven track record in the industrial valve, piping, or fluid control systems industry to drive business growth across Southeast Asia. This role will manage regional teams, partners, and service...