Lead, Market Conduct Framework

5 days ago

Singapore AIA Full time

FIND YOUR 'BETTER' AT AIA
- We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._
- We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more people - including our own - to live Healthier, Longer, Better Lives._

If you believe in better, we’d love to hear from you.

About the Role

Join our compliance team today

Support the Head with market conduct framework related work.- Reporting to the Head, lead market conduct framework related work as the accountable person for the following key tasks.- Coordinate with relevant parties to communicate new and/or changes in requirements to Group and regulatory requirements. Acquire early comments/ concerns and resolve/ highlight such comments, especially in relation to challenges in implementation within the allowed timeline- Performing gap assessment. This includes relevant identification of risk, controls and gaps as well as advisory of action plans- Keep the central compliance register of the section updated- Conduct compliance review and/ or compliance monitoring including relevant planning, execution, reporting and tracking of all remediation efforts to completion, ensuring that work performed remain in line with related regulations/ policies/ standards/ SOPs- Identify wider use of data analytics for first and second line. This includes:
- Analysis of potential areas of concern/ regulatory focus areas and factors impacting market conduct-
- Introduction of additional indicators for monitoring of market conduct-
- Use of analytics to target increase sample selection size to detect operational lapses-
- Manage communications and commitments to Monetary Authority of Singapore. This includes ensuring that:
- Action items and commitments to MAS (e.g. remediate issues, strengthen controls, etc) are tracked to satisfactory implementation-
- Provide input to reporting and/ or request for information when required and/ or requested- Address queries from and/ or provide advice, including review of related training materials- Perform product and marketing material review. This includes keeping the review SOP and checklists and responding within the agreed turnaround time to Monetary Authority of Singapore.- Ensure projects assigned are handled to be fit for intended purpose, delivered timely and meets relevant requirements. Ensure issues are resolved in a timely manner.- Proactively handle risk and compliance matters. This includes:
- Work with parties so that reported incidents, issues and other related processes can be completed within the respective stated turnaround times-
- Ensure regulatory requirements and Company’s policies, standards and procedures are followe-
- Understand the risks identified and policies / standards (including internal controls) established and implemented by the division to effectively handle the risks-
- Attend/Complete required training/courses within the stated timeline-
- Share knowledge and provide workplan updates at section and division meetings.

Believe in better with AIA. If you work at AIA, you play an important part in this movement. Which is why we give you every opportunity to learn, grow and shape your career - your way
- Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives._

  • Investigations & Employee Conduct Framework and

    4 days ago

    Singapore UBS Full time

    Singapore - Compliance - Group Functions **Job Reference #** - 267575BR **City** - Singapore **Job Type** - Full Time **Your role** - Your role: - Are you an expert when it comes to summarizing key messages to management? Do you quickly spot risks, see trends and identify anomalies? Do you naturally look for ways to simplify and enhance processes? -...

  • Market Conduct Investigator

    2 weeks ago

    Singapore Prudential Assurance Company Singapore Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Market Conduct Investigator

    6 days ago

    Singapore Prudential Assurance Company Singapore Full time

    Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...

  • Market Conduct Investigator

    2 weeks ago

    Singapore Manulife Full time

    **_Are you looking for a supportive, collaborative workplace with great teams and inspiring leaders? You’ve come to the right place. We’re looking for ambitious people who share our values and want to make every day better for people around the world. If this sounds like you, and the career below sounds exciting, we’d like to hear from you....

  • Lead Engineer

    12 hours ago

    Singapore WILLET PARTNERS PTE. LTD. Full time

    Our client is a Singapore born company with revenue in excess of SGD300 million. They developed their applications in-house and maintain a PaaS structure. They have a new opening for a Lead Engineer to join their team to as they carried on to grow in the region. As Part of the architect office, you are the owner and guardian of the in-house Java framework,...

  • Investigator (Market Conduct)

    2 weeks ago

    Singapore FINEXIS ADVISORY PTE. LTD. Full time

    **ARE YOU SEEKING FOR GROWTH YET YOU WANT A FULFILLING CAREER?** Be ready to embark on a journey which offers you an exciting opportunity! **HERE’S A SHORT INTRO OF WHO WE ARE** Since 2005, finexis has been more than just a financial services provider - we are lifelong confidantes, guiding clients through every stage of their financial journey. As the...

  • Lead Java Framework Engineer

    6 days ago

    Singapore Best World International Full time

    Job Description Java Framework Ownership (Primary)Maintain, upgrade, and enhance the in-house Java framework. Implement guardrails, coding standards, and best practices. Hands‐on coding for new modules, framework improvements, and bug fixes. Review and validate contributions for quality and consistency. Provide technical leadership, guide developers in...

  • Lead Consultant, Security Testing and Red Team

    7 days ago

    Singapore TechBridge Market Full time

    **Requirements**: - Familiar with cyber security principles, policies, and industry best practices. - Experienced in consulting, including internal and client-facing experiences. - Possess relevant cybersecurity certifications or accredited experience from CTF. - Ability to travel overseas when required. - Familiar with system administration on various...

  • Lead/senior Engineer, Fullstack

    2 weeks ago

    Singapore TechBridge Market Full time

    If you are passionate about playing a key role in the success of a solutions partner who works in local teams in Austria, Bulgaria, Germany, Hongkong, Portugal, Serbia, Switzerland, Singapore, the United Kingdom, and Vietnam, we want to hear from you! Our client is a well-established brand in the IT Services and Consulting Industry, they are looking for a...

  • Vp, Market Conduct Investigations

    1 hour ago

    Singapore HSBC Full time

    **Some careers grow faster than others.** If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you...