Investment Suitability Governance, Risk Assessment

6 days ago

Singapore UBS Full time

Singapore
- Risk
- Global Wealth Management

**Job Reference #**
- 259703BR

**City**
- Singapore

**Job Type**
- Full Time

**Your role**
- Do you know how to keep an eye out for and avoid risk? Are you skilled at assessing processes and making improvements?
- We're looking for Investment Suitability (IS) Governance, Risk Assessment & Reporting Specialist to:
- Perform quarterly WM HK and SG risk assessments for Investment Suitability taxonomy
- Manage internal (GIA) and external (regulator, E&Y) audit on Investment Suitability, including audit preparation and co-ordination across various WM functions
- Yearly IS Book of Work planning and prioritization, and budget administration

**Your Career Comeback**

**Your team**
- You'll be working in the WM APAC Investment Suitability Competency Center team in Singapore. We are part of the WM APAC Business Risk Organization, and is responsible WM APAC Investment Suitability with a focus on Hong Kong and Singapore.
- Diversity helps us grow, together. That’s why we are committed to fostering and advancing diversity, equity, and inclusion. It strengthens our business and brings value to our clients.

**Your expertise**
- Your expertise:
- A university degree, with 8-10 years of experience working in a risk role within the finance sector. Experience in Investment Suitability and Wealth Management preferred.
- Project management experience with a proven track record and drive for execution excellence. Able to plan, prioritize and follow-through across functions
- Excellent verbal and written communication / presentation skills. Clear communicator, with exceptional interpersonal skills
- Analytic thinker, with the ability to perform risk identification, assessments and provide practical risk mitigation solutions
- Self-starter, willing to take on responsibility (you can micromanage yourself)
- Competent in Powerpoint, Word and Excel
- Fluent in English. Fluent in Mandarin is preferred.

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**How we hire**

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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