Compliance Officer/manager

4 days ago

Singapore Maybank Singapore Full time

**JOB DESCRIPTION**

**JOB RESPONSIBILITIES**
Job Description:

- Provide ongoing compliance support and advice on day-to-day operations in compliance with the Bank's compliance framework, including new business initiatives, products and projects, outsourcing arrangements and third party arrangements.
- Proactively monitor and assess new and emerging regulations issued by MAS, PDPC and other relevant regulatory authorities.
- Assess regulatory breaches.
- Validate customer complaints in relation to investment and insurance sales and advisory process.
- Develop and maintain compliance framework and policies to ensure compliance to regulatory requirements.
- Assess the adequacy and effectiveness of internal controls, procedures and guidelines to ensure all significant Compliance risks are identified and managed appropriately.
- Provide regulatory compliance trainings for staff in the Bank. The trainings will pertain to relevant policies and procedures, as well as thematic trainings on new MAS and/or BNM regulations.
- Drive and/or participate in projects to implement internal policies or regulatory requirements.
- Support in preparing reports for governance meetings.
- Coordinate and liaise with regulatory authorities on regulatory enquiries, reporting, inspection or investigation.
- Coordinate internal and external audits within compliance department, including commenting on and closing audit findings and/or recommendations.
- Assume any other tasks as assigned by the Head of Regulatory Advisory and/or Chief Compliance Officer, Singapore.

**JOB SKILLS**
Defining-Problems

Teamwork

Critical-Thinking

**JOB REQUIREMENTS**
- General degree holder, preferably in Law or Business.
- Minimum of 3-5 years of relevant Regulatory Compliance experience.
- Good working knowledge of Banking Act, FAA, SFA, PDPA and other local regulations applicable to full banks.
- Good interpersonal and communication skills.
- Organizational understanding and strong team player.
- Strong analytical and problem-solving skills, together with good policy writing ability.
- Ability to multi-task effectively.

Job ID 3215

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