Compliance Senior Manager

5 days ago

Singapore BANK OF CHINA LIMITED Full time

As the Senior Manager of Legal & Compliance Department (“Department”) of Bank of China Limited Singapore Branch (“the Branch”), the incumbent will report to the General Manager of Department. Main responsibilities include supporting General Manager of Department in the following areas:
1. Monitor and supervise the Branch’s technology risk, operational risk, outsourcing risk management and strengthen BOC's technology risk management capabilities to enhance the second line of defence.

2. Keep abreast of the regulatory requirements and Head office policy changes for timely operationalization of the regulatory requirements at the Branch’s level.

3. Handle special projects related to regulatory changes introduced by the local regulatory authorities or by Head office policy or requirements.

4. Oversee the effective planning and execution of the department's Compliance Testing Plan and to liaise with internal audit on testing plans to minimize duplication of efforts.

5. Advise Branch Senior Management, Departments on compliance with applicable requirements and provide coaching and advice to junior members within the department on compliance matters.

6. Participate as a member of key Branch Committees/Task Forces/Working Groups; and

7. Any other matters as instructed by Supervisor(s)/Line Manager(s).

Ideally, the incumbent is a Bachelor's Degree holder, with minimum 10 years of diversified compliance experience in the banking sector, familiar with local AML and compliance regulations, preferably being in a manegerial position in charge of a relatively big team/department in the recent years. An excellent communicator who possesses in-depth working knowledge in compliance (including AML) and possess exceptional leadership qualities.

  • Compliance Manager

    3 days ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

  • Associate/ Senior Associate, Regulatory Compliance

    5 days ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Senior Store Manager

    1 week ago

    Singapore LINK COMPLIANCE PTE. LTD. Full time

    **Job Title**:Senior Store Manager/Retail Manager **Location**:Singapore **Reports to**:Brand GM **Company Overview** We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has...

  • Compliance Analyst

    1 week ago

    Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

    Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

  • Senior Compliance Manager

    3 days ago

    Singapore Hays Full time

    Senior Compliance Manager / Assistant Vice Manager, up to $114,000 per annum Your new company My client is a reputable foreign bank who is looking for an Senior Compliance Manager to be based in their Singapore branch. Your new role You will be appointed to perform and guide junior staff on tasks relating to the AML function, such as reviewing of KYC/CDD...

  • Senior Manager

    2 weeks ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...

  • Senior Compliance Manager

    5 days ago

    Singapore DRAKE INTERNATIONAL (SINGAPORE) LIMITED Full time

    About the job My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance. The Role: As a Senior Compliance...

  • Senior Compliance Manager

    2 weeks ago

    Singapore SHOPLINE COMMERCE PTE. LTD. Full time

    **About Shopline: **SHOPLINE is Asia’s largest smart commerce platform. With our customers in mind, we strive to deliver scalable commerce solutions to merchants of all sizes. We’re a full-featured platform with services including online store opening, O2O solution, retail POS systems, advertising placement, business strategy consultation, marketing, and...

  • Senior Compliance Manager

    1 week ago

    Singapore SHOPLINE Full time

    **About Shopline**: **SHOPLINE is Asia’s largest smart commerce platform. With our customers in mind, we strive to deliver scalable commerce solutions to merchants of all sizes. We’re a full-featured platform with services including online store opening, O2O solution, retail POS systems, advertising placement, business strategy consultation, marketing,...

  • Senior Compliance Associate/ Manager

    1 week ago

    Singapore Principle Partners Full time

    Our client is looking for experienced professionals who want to help financial institutions strengthen their governance, regulatory compliance and risk management capabilities. You will join a fast-growing team supporting leading asset managers, alternative investment firms, wealth managers, and other capital markets intermediaries across the region. Job...