Senior Compliance Manager
21 hours ago
About the job My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance. The Role: As a Senior Compliance Manager, you will be responsible for managing and enhancing the compliance program in Singapore, ensuring adherence to local regulations and internal policies. You will serve as the primary point of contact with regulatory bodies, manage regulatory reporting, and proactively communicate product changes and potential risks. You will also collaborate with cross-functional teams to develop and implement effective compliance controls. Key Responsibilities: Serve as the primary liaison with regulatory authorities, managing inquiries, reporting, and examinations. Maintain and enhance the compliance framework, policies, and procedures to ensure alignment with regulatory requirements. Conduct risk assessments and develop systems to track and monitor regulatory risks and compliance. Educate internal teams on regulatory requirements and empower them to build risk-based processes. Scrutinize and test compliance programs, providing constructive feedback and driving resolutions. Work with global product and operational teams to ensure consistent compliance practices. Advise on compliance-related matters for new products and initiatives. Qualifications: Bachelor's degree in a related field (e.g., Law, Finance, Business)5+ years of experience in a compliance role Candidates with start-up fintech experience and from a consultancy/audit background ideally Fintech background and experience dealing with products is a must-have Capability to engage with senior stakeholders and communicate with confidence . Ability to work independently and collaboratively in a fast-paced environment. Experience in risk assessment, compliance monitoring, and regulatory reporting. If you're interested in this role, click 'apply now' If this job isn't quite right for you but you are looking for a new position, please contact us @ + for a confidential discussion on your career. License No: 11C3510 / EA Reg ID: R #J-18808-Ljbffr
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Compliance Manager
6 days ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
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Compliance Manager
4 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...
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Senior Store Manager
2 weeks ago
Singapore LINK COMPLIANCE PTE. LTD. Full time**Job Title**:Senior Store Manager/Retail Manager **Location**:Singapore **Reports to**:Brand GM **Company Overview** We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has...
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Senior Store Manager
2 weeks ago
Singapore LINK COMPLIANCE PTE. LTD. Full timeOverview Job Title: Senior Store Manager/Retail Manager Location: Singapore Reports to: Brand GM Company Overview We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has the...
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Compliance Analyst
1 week ago
Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full timeAssist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...
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Senior Manager
10 hours ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:03/04/2025 About ORMCAt Office of Risk Management and Compliance, we aim to establish a trusted partnership with our stakeholders and the community to manage risks effectively, transform them into opportunities and build a risk-resilient University. The Senior Manager, reporting to the Chief Risk Officer (CRO), will lead and...
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Senior Compliance Manager
4 days ago
Singapore Hays Full timeSenior Compliance Manager / Assistant Vice Manager, up to $114,000 per annum Your new company My client is a reputable foreign bank who is looking for an Senior Compliance Manager to be based in their Singapore branch. Your new role You will be appointed to perform and guide junior staff on tasks relating to the AML function, such as reviewing of KYC/CDD...
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Senior Compliance Manager
2 weeks ago
Singapore DRAKE INTERNATIONAL (SINGAPORE) LIMITED Full time**About the job**: My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance. **The Role**: As a Senior...
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Senior Compliance Manager
2 weeks ago
Singapore Danos Group Full timeOur client is a US-headquartered global private fund house with a strong presence across Asia and offices in key financial centres worldwide. The firm invests across private equity, growth, credit, and real asset strategies, partnering with leading institutional investors to drive long-term value creation. As part of its continued regional expansion, the...
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Senior Compliance Manager
21 hours ago
Singapore Danos Group Full timeOur client is a US-headquartered global private fund house with a strong presence across Asia and offices in key financial centres worldwide. The firm invests across private equity, growth, credit, and real asset strategies, partnering with leading institutional investors to drive long-term value creation. As part of its continued regional expansion, the...