Compliance Officer

2 days ago

Singapore LOOK CAPITAL PTE. LTD. Full time

**Company Overview**:
LOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal and tax advisory, and research and investment in cutting-edge global industries for technology millionaires.

**Position Overview**:
We are seeking a **Compliance Officer**to join our team in Singapore. This role will ensure that all business activities comply with the regulations and guidelines set by the Monetary Authority of Singapore (MAS), along with other applicable international standards. The position covers compliance oversight for wealth management, asset allocation, and other investment services.

**Key Responsibilities**:

- **Regulatory Compliance Monitoring & Review**
Oversee and ensure compliance with relevant regulations (e.g., AML/KYC, CRS, FATCA) across the company and client portfolios.
Ensure full compliance with MAS regulations, including but not limited to AML/KYC, CRS, FATCA, and the Securities and Futures Act (SFA).
Conduct periodic compliance audits and risk assessments, identifying any gaps or risks in current processes.
- **Policy Development & Implementation**
Develop, update, and enforce internal compliance policies in alignment with MAS guidelines and international regulatory standards.
Provide expert guidance to business units on regulatory requirements and best practices.
- **Regulatory Reporting & Liaison**
Prepare and submit required reports to MAS and other regulatory authorities on time.
Act as the primary liaison with MAS and ensure smooth communication during regulatory inspections, audits, and inquiries.
- **Training & Awareness**
Conduct regular training sessions for staff on compliance matters and regulatory changes.
Foster a strong compliance culture throughout the organization.
- **Risk Assessment & Mitigation**
Identify and assess compliance risks related to new products, services, or business activities, particularly within the Singapore regulatory framework.
Collaborate with legal, risk, and operational teams to implement risk mitigation strategies and controls.

**Qualifications & Requirements**:

- Bachelor’s degree in Law, Finance, Business Administration, or a related field.
- Minimum of 3 years of compliance experience in financial services, wealth management, or family office environments.
- In-depth knowledge of MAS regulations, AML/KYC frameworks, CRS, FATCA, and the Securities and Futures Act (SFA).
- Familiarity with multi-jurisdictional regulatory environments is highly desirable.
- Excellent analytical, problem-solving, and communication skills.
- Professional certifications (e.g. CFMAS) are a plus.
- Fluent in both Chinese and English is required in order to process documents and liaise with counterparties in both languages.

LOOK CAPITAL is an equal opportunity employer. All applicants will be considered regardless of race, color, religion, sex, sexual orientation, gender identity, national origin, veteran, or disability status.

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