Senior Financial Crime Prevention Officer

5 days ago

Singapore UBS Full time

Singapore
- Compliance
- Group Functions

**Job Reference #**
- 296303BR

**City**
- Singapore

**Job Type**
- Full Time

**Your role**
- Do you have sharp analytic skills? Are you a stickler for getting things right? We are looking for someone like that to:
- conduct enhanced due diligence on high risk client on-boarding requests, including identification and assessment of any financial crime risks, reputational risks and the plausibility and corroboration of source of wealth
- liaise confidently with the front office staff, KYC teams and colleagues in business lines to coordinate the assessment and provide a final decision
- conducting enhanced due diligence on newly higher risk clients at least quarterly, including review of the account activities and assessment of any financial crime risks and reputational risks that are emerged in the existing relationships
- communicate decisions to Business Heads on whether the relationships can be retained or terminated amid change of risk level in structural and detailed manner
- review the way financial crime policies and procedures are executed at various stages in the client life-cycle to ensure adherence to applicable KYC and Financial Crime due diligence standards
- report any findings and following them through to resolution
- working both within the financial crime team and the business to deliver on strategic projects and commitments

**Your Career Comeback**

**Your team**
- You’ll be working in the Financial Crime team mainly in Hong Kong as well as possibly other locations in APAC. We offer an exciting, fast-paced working environment, a culture of mutual respect and teamwork and the opportunity to play a vital role in our growth

**Your expertise**
- You have:
- at least 9 years of relevant experience
- a good understanding of the compliance issues and private banking industry
- good general knowledge of relevant AML regulations in key jurisdictions in Asia including Hong Kong and Singapore. Other Compliance knowledge and experience a plus
- a collaborative approach to achieving goals, ready to take initiatives, actively share information, and be willing to undertake a variety of roles within Financial Crime team as required
- an ability to build and sustain strong relationships with business staff and management and with colleagues in the team, locally, regionally and globally
- good Microsoft Office skills. Knowledge of monitoring systems a plus

You are:
- able to critically challenge the status quo with an independent mindset
- reliable and resilient (challenging situations and conversations don’t scare you)
- fluent in English and Mandarin
- #LI-SG
- EFC-UBS

**Contact Details**
- UBS Business Solutions SA
- UBS Recruiting

  • Financial Crime Prevention Officer

    1 week ago

    Singapore UBS Full time

    Singapore - Compliance - Group Functions **Job Reference #** - 293693BR **City** - Singapore **Job Type** - Full Time **Your role** - Do you have a strong sense of when things are not as they seem? Do you have a keen eye for detail? We're looking for someone like this to: - perform and report on periodic controls including review of new and existing...

  • Financial Crime Prevention Officer

    2 weeks ago

    Singapore UBS Full time

    Singapore - Compliance - Group Functions **Job Reference #** - 296738BR **City** - Singapore **Job Type** - Full Time **Your role** - Do you want to contribute to a project of firm-wide significance? We're looking for someone who is ready to support the bank-wide AML data analytics program with particular focus on the Client Risk: - manage instances of...

  • Compliance Officer, Financial Crime, Compliance

    5 days ago

    Singapore CLSA Full time

    Compliance Officer, Financial Crime, Compliance Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA As a member of the Singapore Compliance team reporting to the Senior Financial Crime Compliance Manager, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance...

  • Intern - Financial Crime Prevention

    2 weeks ago

    Singapore ING Bank N.V. Full time

    Why ING? The world of banking is changing faster than ever. That’s why we at ING are always broadening our horizons. Our people have a forward-thinking mentality, a strong can-do spirit and enjoy working in an agile environment. ING in Asia Pacific In Asia Pacific, ING offers wholesale banking across 11 markets, namely Australia, China, Hong Kong SAR,...

  • Head of Financial Crime Compliance

    1 day ago

    Singapore WOORI BANK Full time

    **Job Overview** The Head of Financial Crime Compliance is responsible for leading the bank’s efforts to identify, mitigate, and manage financial crime risks, including money laundering, fraud, bribery, corruption, tax evasion and sanctions violations. This role will ensure that the bank complies with all relevant legal and regulatory requirements while...

  • Project Executive

    2 weeks ago

    Singapore National Crime Prevention Council Full time

    Liaise with government departments, commercial and professional organizations for the promotion of crime prevention - Plan, coordinate and ensure the smooth execution of Council and Committee meetings, Annual General Meeting, activities and events - Provide secretariat support and general administrative matters pertaining to NCPC’s day to day operations -...

  • Marketing Executive

    3 days ago

    Singapore National Crime Prevention Council Full time

    Liaise with government departments, commercial and professional organizations for the promotion of crime prevention - Plan, coordinate and ensure the smooth execution of Council and Committee meetings, Annual General Meeting, publicity activities and outreach events - Provide secretariat support and general administrative matters pertaining to NCPC’s day...

  • Senior Compliance Officer

    6 days ago

    Singapore Straits Financial Full time

    **The Team**: The Team is responsible for putting in place and executing proper level-two governance and reporting mechanisms for financial crime and compliance, including for existing business and implementation of new businesses, addressing any AML, compliance and regulatory risks faced by the company. The team is also primary responsible for liaising with...

  • Financial Crimes Counsel

    5 days ago

    Singapore Liberty Mutual Group Full time

    Job Location: Singapore or Hong Kong Job Summary: The role is integral in the identification, managing, reporting and mitigation of Liberty Asia-Pacific’s financial crimes risks with a focus on economic and trade sanctions risks in APAC. The individual will work within the Compliance function and report to the Head of Compliance, APAC with secondary...

  • Financial Crimes Counsel

    1 day ago

    Singapore Liberty Mutual Group Full time

    Job Location: Singapore or Hong Kong Job Summary: The role is integral in the identification, managing, reporting and mitigation of Liberty Asia-Pacific's financial crimes risks with a focus on economic and trade sanctions risks in APAC. The individual will work within the Compliance function and report to the Head of Compliance, APAC with secondary...