Regulatory Compliance Officer

1 week ago

Singapore KOOKMIN BANK CO., LTD. Singapore Branch Full time

We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key member in, while safeguarding the Bank, driving innovation in compliance risk management, and developing creative & practical solutions that support sustainable business growth.

Main role & responsibilities:

- To focus on Singapore regulatory compliance including AML/CFT.
- To handle regulatory compliance queries & matters, as assigned.
- To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.
- To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.
- To liaise with Business Lines - Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.
- To act as person-in-charge of the following:

- Registration of Authorized/RNF Representatives
- Coordinate with HR on the required fit and proper checks for Authorized Representatives
- Other regulatory submissions relating to regulated business and activities
- Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy
- To assist in 2ndline review of KYC (FI and/or Corporates).
- To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.
- To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.
- Any other matters as and when assigned.

**Requirements**:

- 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA.
- Preferably with exposure in corporate & investment banking and/or capital markets business
- Bachelor's degree holder in the field of Banking/Finance, or other business-related fields
- Analytical and detail-oriented
- With strong compliance mindset and good interpersonal skills
- Mature and a self-motivator

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