Regulatory Compliance Officer

24 hours ago

Singapore Nomura Holdings, Inc. Full time

Job Title: Regulatory Compliance Officer Job Code: 11958Country: SG Skill Category: Compliance Company Overview Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit Job Description Job title: Regulatory Compliance Officer Corporate Title: Associate Department: Compliance Location: Singapore Department Overview SG Country Compliance team applies specialist local regulatory knowledge to support management of compliance risk arising at a country level. They maintain local registrations and licenses and maintain relationships with key local financial regulators, acting as a primary contact point for regulatory notifications, enquiries, inspections and investigations. Central Compliance team applies specialist knowledge to support management of compliance risk regionally, through applicable controls, training, policies and procedures on a cross‐divisional basis. The activities of the Central Compliance team include conduct risk management, compliance risk assessment/testing, infrastructure compliance advisory, and the management of compliance policies, standards and reporting. Role Description The Compliance Officer will report to the VP of Central Compliance and will provide support across various ongoing run‐the‐

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