Compliance Specialist

4 days ago

Singapore LICO RESOURCES PTE. LTD. Full time

**The Company**

Our client is an established financial institution with presence globally. They have consistently recorded a strong financial performance and are well-positioned to achieve their growth plans for the APAC region. This opportunity is for an experienced compliance specialist/Big 4 Auditor to join their existing team in Singapore.

**The Role**
- This role requires an individual self-starter contributor, a strong ability to develop and strengthen relevant compliance frameworks, tools and techniques to promote a good functioning culture of compliance within the organisation.
- Identify and facilitate compliance with all applicable local and international laws and regulations, particularly the Securities & Futures Act. This includes compliance risk assessment, compliance training, compliance reviews (incorporating staff dealing controls) and self-assessments.
- Participate in constructive and effective relationships with regulators.
- Provide compliance advice to business and support units in the organisation for complex initiatives with significant regulatory implications.

**Requirements**:

- Bachelor’s Degree in Law, Accounting or Finance-related discipline with at least 3 years’ experience in financial regulatory work. External Auditor, Assurance specialist are encourage to apply. Professional compliance qualifications are a plus.
- Excellent communication, influencing and negotiation skills
- Good analytical and problem solving skills, as well as the ability to prioritise, work calmly under pressure to meet tight timescales

“Data provided is for recruitment purposes only”.

EA licence Number: 13C6733

EA Personnel Number: R1333454

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