Financial Crime Compliance Officer
2 weeks ago
Global Alternative Investments Firm Responsibilities •Oversee and support the firm’s Financial Crime Compliance framework across Asia Pacific •Design, review, and implement AML/KYC policies, procedures, and risk assessments •Carry out due diligence on transactions to ensure compliance with AML/KYC standards •Prepare and maintain compliance reports, records, and documentation •Provide day-to-day compliance support to the firm’s regional offices •Partner with global internal stakeholders (Legal, Finance, Operations, Investment teams) to address compliance issues Requirements •Bachelor’s degree; additional professional/compliance certifications are a plus •5 years of compliance experience in asset management, investment banking, or financial services •Solid understanding of AML regulations and financial crime compliance requirements •Strong analytical skills with the ability to apply regulatory standards to real-world business practices •Excellent written and verbal communication skills; able to draft policies and respond clearly to regulatory queries •Highly organized, detail-oriented, and capable of managing multiple priorities simultaneously •Collaborative team player with professionalism, discretion, and a proactive approach to problem-solving
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Compliance Officer, Financial Crime, Compliance
2 weeks ago
Singapore CLSA Full timeCompliance Officer, Financial Crime, Compliance Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA As a member of the Singapore Compliance team reporting to the Senior Financial Crime Compliance Manager, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance...
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Singapore ZM Financial Systems Full timeCollaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...
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Singapore CLSA Full time $120,000 - $240,000 per yearKey Areas of ResponsibilitiesThe Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity derivatives, FICC, wealth management and asset management. The primary...
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Singapore Mizuho Bank, Ltd Full time $200,000 - $300,000 per yearCompany Profile MIZUHO BANK LTD IS THE BANKING SUBSIDIARY OF MIZUHO FINANCIAL GROUP OF JAPAN, ONE OF THE WORLD'S LARGEST FINANCIAL SERVICE PROVIDERS.IN 1974, ONE OF MIZUHO'S LEGACY BANK COMMENCED ITS BRANCH OPERATION IN SINGAPORE AND FOR OVER 40 YEARS, WE HAVE A PRESENCE IN SINGAPORE. MIZUHO BANK SINGAPORE BRANCH HOLDS A FULL BANK LICENSE AND PROVIDES...
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AVP, Financial Crime Compliance
3 days ago
Singapore Mizuho Full timeResponsibilities Provide advice and guidance on Financial Crime matters across Mizuho Financial Group’s Asia Pacific (APAC) offices. Assist in the design, development, delivery, and execution of best‑in‑class compliance frameworks and programmes. Support compliance transformation programme development, execution, and communication to stakeholders. Lead...
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Nct - Financial Crime Compliance - Legal
3 days ago
Singapore NOMURA SINGAPORE LIMITED Full time**Nomura Overview** **Function Overview** The AEJ Financial Crime Compliance team is responsible for all financial crime compliance matters in the region, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia, Korea and Australia. The role is to assist Senior Management in managing the financial crime risks of the firm and ensure the...
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Financial Crimes Counsel
7 days ago
Singapore Liberty Mutual Insurance Full timeFinancial Crimes Counsel Join to apply for the Financial Crimes Counsel role at Liberty Mutual Insurance Location: Singapore or Hong Kong Job Summary The role is integral in the identification, managing, reporting and mitigation of Liberty Asia-Pacific’s financial crimes risks with a focus on economic and trade sanctions risks in APAC. The individual will...
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Financial Crimes Counsel
2 weeks ago
Singapore Liberty Insurance Pte Ltd Full time $120,000 - $180,000 per yearJob Location: Singapore or Hong Kong Job Summary:The role is integral in the identification, managing, reporting and mitigation of Liberty Asia-Pacific's financial crimes risks with a focus on economic and trade sanctions risks in APAC. The individual will work within the Compliance function and report to the Head of Compliance, APAC with secondary...
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Financial Crime Compliance
7 days ago
Singapore NETWORK FOR ELECTRONIC TRANSFERS (SINGAPORE) PTE LTD Full time**Position Summary** In this role, you will assist the Vice President Financial Crime Compliance in dealing with fraud investigation as well as managing the risks of money laundering, terrorism financing and sanction. **Key Responsibilities** - Responsible to develop and implement an enterprise-wide Anti-Money Laundering and Terrorism Financing...
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Financial Crime Compliance Manager
1 week ago
Singapore Wise Full timeWise is looking for a Financial Crime Compliance Manager based in Singapore to join their Pacific (Australia and New Zealand) Financial Crime Oversight team, responsible for the effective mitigation of financial crime risks through the maintenance of adequate systems and controls. We work closely with teams across Wise (including first line fincrime...