Regulatory Compliance Specialist

2 weeks ago

Singapore Talentvis Singapore Pte. Ltd. Full time

Asian Wholesale Bank is seeking a mature and experienced professional to join their Compliance Team. This key role is designed to strengthen and maintain the Bank’s compliance framework, working closely with the Head of Compliance and all lines of business. The incumbent will be responsible for regulatory compliance (Core Compliance), Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT), and financial crime prevention. Job responsibilities: To focus on Singapore regulatory compliance including AML/CFT. To handle regulatory compliance queries & matters, as assigned. To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards. To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant. To liaise with Business Lines – Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives. To act as person-in-charge of the following: Registration of Authorized/RNF Representatives Coordinate with HR on the required fit and proper checks for Authorized Representatives Other regulatory submissions relating to regulated business and activities Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy To assist in 2nd line review of KYC (FI and/or Corporates). To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis. To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction. Any other matters as and when assigned. Requirements: 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA . Preferably with exposure in corporate & investment banking and/or capital markets business Bachelor's degree holder in the field of Banking/Finance, or other business-related fields Analytical and detail-oriented With strong compliance mindset and good interpersonal skills Mature and a self-motivator Note: The client prefers candidates who are able to start immediately. Please send your CV to apply91@talentvis.com Kindly note that only shortlisted candidates will be contacted. Talentvis Singapore Pte Ltd - EA License No: 04C3537 EA Personnel: Lum Yu Ru - EA No: R1872520

  • Compliance Specialist, Regulatory Compliance

    5 days ago

    Singapore Bank of Singapore, Asia's Global Private Bank Full time

    Compliance Specialist, Regulatory Compliance (Manager)Join to apply for the Compliance Specialist, Regulatory Compliance (Manager)role at

  • Compliance Manager

    2 weeks ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

  • Regulatory Compliance Specialist

    7 days ago

    Singapore NETS Full time

    Regulatory Compliance Specialist – NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. The incumbent will act as the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals....

  • Regulatory Compliance Specialist

    2 hours ago

    Singapore Trust Bank Full time $80,000 - $120,000 per year

    As a Regulatory Compliance Specialist, you'd be able to work on and solve many interesting challenges which we are facing, learn new ways of working, and help build delightful innovative products and journeys for our customers. Job Description You will be responsible for supporting the Chief Compliance Officer, in managing Regulatory Compliance (RC) and...

  • Vp - Regulatory Compliance Specialist

    7 days ago

    Singapore The Edge Partnership Full time

    S- Posted by - Sophia Lin- Recruiter Our client, a well - established digital bank based in Singapore is looking to expand their business within the Asia Pacific region. The company is looking for a VP Regulatory Compliance specialist to join them to join them. This role is pivotal in ensuring the integrity of the company’s operations and establishing...

  • Regional, Regulatory and Compliance Specialist

    5 days ago

    Central Singapore Emprego SG Full time

    **Location** Singapore, Central Singapore **Job Type** Full Time **Salary** $4,000 - $6,000 Per Month **Date Posted** 1 hour ago Additional Details **Job ID** 5328 **Job Views** 1 **Job Description**: Roles & Responsibilities Position Summary: The Regional Regulatory and Compliance Manager is responsible for effectively managing Dymax’s...

  • Compliance Specialist, Regulatory Compliance

    1 week ago

    BOS Singapore OCBC Full time $90,000 - $120,000 per year

    Bank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...

  • Regulatory Compliance Executive

    5 days ago

    Singapore Page Personnel Full time

    Excellent opportunity to join a leading insurance market - Central Work Location **About Our Client**: Our client is a leading insurance market providing specialist insurance services to businesses in over 200 countries and territories. **Regulatory** - Manages the regulatory relationship with the MAS in support of the Senior Compliance Manager and...

  • Legal and Regulatory Compliance

    7 days ago

    Singapore Danos Group Full time

    Danos Group SingaporePosted 3 hours ago In-Office Permanent S$5k - S$7k - T- Posted by - Tushita Kumar- RecruiterFollow - Our client is an established MAS-licensed derivatives Exchange in Singapore, looking for a proficient Legal & Compliance Specialist **Responsibilities**: - Draft, review, and negotiate legal documentation while liaising with business...

  • Regulatory Affairs Specialist

    2 weeks ago

    Singapore Johnson & Johnson Full time

    Johnson & Johnson is currently seeking a Regulatory Affairs Specialist to join our Regulatory Affairs team located in Singapore. : The Regulatory Affairs Specialist is a member of the Local Operating Company (LOC) Regulatory Affairs team and is responsible for preparation of life cycle management submissions to the Health Authority. Globally dispatched life...