Regulatory Compliance Specialist

19 hours ago

Singapore Talentvis Singapore Pte. Ltd. Full time

Regulatory Compliance Manager

Job Description

  • Provide compliance advisory to Singapore branch business unit in corporate banking , investment banking and capital market segment.
  • In charge of all regulatory developments and advisory matters (Banking Act, SFA, FAA)
  • Business control line for the Branch's MAS-regulated activities (Capital Market Products)
  • Second line testing of key compliance risk areas, internal controls, and transaction monitoring
  • Oversees the third-party risk management control function
  • Responsible for all MAS SFA/FAA submissions and notifications
  • Manages Bank’s Regulatory/ML/TF/Sanctions risks.
  • Laundering & Sanction Watch list Alert.
  • Conduct Compliance testing plan / other UAT for system enhancement.
  • Improvisation of procedure and workflow in accordance with the bank's policy.

Requirement

  • Minimum 5 years of relevant regulatory compliance experience within a Banking environment
  • Comprehensive knowledge of business standards, policies and procedures in a Banking environment (Private Banking is a plus).
  • Well versed in Banking Act, Securities and Futures Act (SFA) and Financial Advisers Act (FAA) advisory
  • Excellent communication and presentation skills

Ready to make an impact? We’d love to hear from you Apply today by sending your resume to apply81@talentvis.com or click apply now

**We regret to inform that only shortlisted candidates would be notified

Talentvis Singapore Pte Ltd | EA License No: 04C3537

EA Personnel Name: Sherwin Wong | EA Personnel No: R1770151

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